Shamrock Asset Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Shamrock Asset Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-139,532	Closed	-$4.46M	–	232
2018 Q3	$4.46M	Sell	139,532 -13,475	-9%	-$435K	2.82%	10
2018 Q2	$4.79M	Sell	153,007 -120	-0.1%	-$3.78K	2.92%	11
2018 Q1	$4.91M	Sell	153,127 -21,557	-12%	-$682K	2.93%	10
2017 Q4	$5.47M	Buy	174,684 +173,994	+25,217%	+$5.33M	3.25%	8
2017 Q3	$20K	Sell	690 -1,197	-63%	-$34.8K	0.01%	189
2017 Q2	$54K	Sell	1,887 -205,222	-99%	-$5.71M	0.03%	127
2017 Q1	$5.74M	Sell	207,109 -25,688	-11%	-$714K	3.57%	8
2016 Q4	$6.29M	Buy	+232,797	New	+$5.94M	3.84%	5
2016 Q1	–	Sell	-772,323	Closed	-$17.9M	–	263
2015 Q4	$17.9M	Buy	+772,323	New	+$18.2M	10.06%	4
2014 Q3	–	Sell	-58,355	Closed	-$1.3M	–	273
2014 Q2	$1.3M	Buy	58,355 +37,608	+181%	+$818K	0.4%	64
2014 Q1	$453K	Buy	20,747 +6,614	+47%	+$142K	0.15%	71
2013 Q4	$307K	Buy	+14,133	New	+$295K	0.11%	86

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

FormulaFolio Investments Grand Rapids, Michigan $299M AUM 27.65% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Shamrock Asset Management's FXO Position: Q4 2018 in Review

Shamrock Asset Management sold out of First Trust Financials AlphaDEX Fund (FXO) in Q4 2018, closing a stake of 139,532 shares — an estimated $4.46M sold.

Shamrock Asset Management first reported a position in FXO in Q4 2013 and held it in 12 quarters. The position peaked at $17.9M in Q4 2015. 149 funds tracked by Wall St. Rank hold FXO as of Q4 2018.

Shamrock Asset Management reported no remaining First Trust Financials AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Shamrock Asset Management sold 139,532 First Trust Financials AlphaDEX Fund shares in Q4 2018, an estimated $4.46M.
Shamrock Asset Management first reported a position in First Trust Financials AlphaDEX Fund in Q4 2013 and held it in 12 quarters.
Shamrock Asset Management's First Trust Financials AlphaDEX Fund position peaked at $17.9M in Q4 2015.
149 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q4 2018.

Based on Shamrock Asset Management's 13F filing for Q4 2018, filed 8 Feb 2019.