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First Trust Financials AlphaDEX Fund

75 hedge funds and large institutions have $730M invested in First Trust Financials AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 44 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
11
Increased
44
Reduced
14
Closed
8
Calls
$44K
Puts
$208K
Net Calls
-$164K
Net Calls Change
+$59K
Name Market Value Shares Shares
Change
Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$268M 12,258,910 +2,670,447 +28%
Morgan Stanley
2
Morgan Stanley
New York
$82M 3,753,437 -36,329 -1%
Wells Fargo
3
Wells Fargo
California
$58.2M 2,665,587 +4,930 +0.2%
BTS
4
BB&T Securities
Virginia
$56.5M 258,648 +69,735 +37%
Bank of America
5
Bank of America
North Carolina
$36.6M 1,673,659 +96,116 +6%
U
6
UBS
Switzerland
$35.1M 1,605,498 +428,170 +36%
PPA
7
Parametric Portfolio Associates
Washington
$33.3M 1,522,324 +197,098 +15%
BFA
8
Beaumont Financial Advisors
Massachusetts
$30.5M 1,394,941 +369,356 +36%
AIM
9
Astor Investment Management
Illinois
$16.4M 752,404 +193,519 +35%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$13.7M 626,101 +33,428 +6%
LPL Financial
11
LPL Financial
California
$12.3M 567,432 +38,724 +7%
PI
12
Placemark Investments
Illinois
$12.3M 560,883 +136,520 +32%
RJA
13
Raymond James & Associates
Florida
$11.7M 536,619 +143,057 +36%
BUB
14
BBVA USA Bancshares
Texas
$8.52M 389,741 +1,495 +0.4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$7.86M 359,865 +18,645 +5%
Stifel Financial
16
Stifel Financial
Missouri
$6.16M 282,002 +52,910 +23%
Goldman Sachs
17
Goldman Sachs
New York
$5.03M 230,261 +56,250 +32%
ONB
18
Old National Bancorp
Indiana
$4.18M 191,326 -22,043 -10%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$3.85M 176,062 -10,415 -6%
AIG
20
American International Group
New York
$2.09M 95,615 +37,929 +66%
BRWM
21
B. Riley Wealth Management
Tennessee
$2.09M 95,570 +2,419 +3%
SAM
22
SignalPoint Asset Management
Missouri
$2.07M 94,690 -1,868 -2%
HR
23
Howe & Rusling
New York
$1.92M 87,992 +1,859 +2%
FAAS
24
First Allied Advisory Services
California
$1.53M 69,618 +47,369 +213%
NA
25
Navellier & Associates
Nevada
$1.35M 61,552 +7,351 +14%