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First Trust Financials AlphaDEX Fund

188 hedge funds and large institutions have $654M invested in First Trust Financials AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 57 increasing their positions, 78 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

1% more funds holding

Funds holding: 186188 (+2)

0.15% less ownership

Funds ownership: 62.92%62.77% (-0.15%)

6% less capital invested

Capital invested by funds: $695M → $654M (-$40.7M)

27% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 78

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
188
Holders Change
+2
Holders Change %
+1.08%
% of All Funds
3.24%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
14
Increased
57
Reduced
78
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$132M -$6.23M -152,933 -4%
LPL Financial
2
LPL Financial
California
$79.2M +$6.85M +167,991 +8%
Wells Fargo
3
Wells Fargo
California
$67.6M -$2.69M -66,044 -3%
UBS Group
4
UBS Group
Switzerland
$53.2M -$116K -2,848 -0.2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$34.5M +$295K +7,241 +0.8%
Bank of America
6
Bank of America
North Carolina
$33.2M +$115K +2,832 +0.3%
RJA
7
Raymond James & Associates
Florida
$22.7M -$446K -10,937 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$11.3M +$2.01M +49,406 +19%
Stifel Financial
9
Stifel Financial
Missouri
$9.62M -$502K -12,307 -4%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$9.1M -$193K -4,733 -2%
DADC
11
D.A. Davidson & Co
Montana
$8.74M +$2.96M +72,622 +44%
Truist Financial
12
Truist Financial
North Carolina
$8.25M -$402K -9,859 -4%
KAS
13
Kestra Advisory Services
Texas
$8.01M -$404K -9,921 -4%
Ameriprise
14
Ameriprise
Minnesota
$7.17M -$1.78M -43,733 -18%
CA
15
Crumly & Associates
Illinois
$6.94M +$1.89M +46,452 +33%
Osaic Holdings
16
Osaic Holdings
Arizona
$6.94M -$1.24M -30,326 -14%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$6.29M -$1.86M -45,656 -21%
IAIM
18
International Assets Investment Management
Florida
$6.29M +$170K +4,165 +3%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$6.1M -$12.3K -302 -0.2%
RIA
20
Regal Investment Advisors
Michigan
$5.93M +$337K +8,257 +5%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$5.44M -$533K -13,070 -8%
BRWA
22
B. Riley Wealth Advisors
Florida
$5.2M +$1.4M +34,460 +32%
HighTower Advisors
23
HighTower Advisors
Illinois
$4.16M -$848K -20,805 -16%
WWM
24
Western Wealth Management
Colorado
$3.88M +$11.7K +286 +0.3%
TA
25
TrueWealth Advisors
Alabama
$3.81M +$224K +5,501 +6%

FXO Hedge Fund Activity: Q3 2022 in Review

188 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2022, worth a combined $654M — down 5.9% from $695M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FXO positions and 12 closed out — a net gain of 2 holders — while 57 added to existing stakes and 78 trimmed.

The largest buyer was LPL Financial, adding an estimated $6.85M. The largest seller was Morgan Stanley, cutting an estimated $6.23M.

  • 188 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2022, up from 186 in Q2 2022.
  • Funds reported $654M of First Trust Financials AlphaDEX Fund stock for Q3 2022, down 5.9% quarter-over-quarter.
  • 14 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2022 and 12 closed out, a net change of +2 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2022 was LPL Financial, an estimated $6.85M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2022 was Morgan Stanley, an estimated $6.23M sold.

Based on aggregated 13F filings for Q3 2022.