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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$132M -$6.23M -152,933 -4%
LPL Financial
2
LPL Financial
California
$79.2M +$6.85M +167,991 +8%
Wells Fargo
3
Wells Fargo
California
$67.6M -$2.69M -66,044 -3%
UBS Group
4
UBS Group
Switzerland
$53.2M -$116K -2,848 -0.2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$34.5M +$295K +7,241 +0.8%
Bank of America
6
Bank of America
North Carolina
$33.2M +$115K +2,832 +0.3%
RJA
7
Raymond James & Associates
Florida
$22.7M -$446K -10,937 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$11.3M +$2.01M +49,406 +19%
Stifel Financial
9
Stifel Financial
Missouri
$9.62M -$502K -12,307 -4%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$9.1M -$193K -4,733 -2%
DADC
11
D.A. Davidson & Co
Montana
$8.74M +$2.96M +72,622 +44%
Truist Financial
12
Truist Financial
North Carolina
$8.25M -$402K -9,859 -4%
KAS
13
Kestra Advisory Services
Texas
$8.01M -$404K -9,921 -4%
Ameriprise
14
Ameriprise
Minnesota
$7.17M -$1.78M -43,733 -18%
CA
15
Crumly & Associates
Illinois
$6.94M +$1.89M +46,452 +33%
Osaic Holdings
16
Osaic Holdings
Arizona
$6.94M -$1.24M -30,326 -14%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$6.29M -$1.86M -45,656 -21%
IAIM
18
International Assets Investment Management
Florida
$6.29M +$170K +4,165 +3%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$6.1M -$12.3K -302 -0.2%
RIA
20
Regal Investment Advisors
Michigan
$5.93M +$337K +8,257 +5%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$5.44M -$533K -13,070 -8%
BRWA
22
B. Riley Wealth Advisors
Florida
$5.2M +$1.4M +34,460 +32%
HighTower Advisors
23
HighTower Advisors
Illinois
$4.16M -$848K -20,805 -16%
WWM
24
Western Wealth Management
Colorado
$3.88M +$11.7K +286 +0.3%
TA
25
TrueWealth Advisors
Alabama
$3.81M +$224K +5,501 +6%