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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$736M -$63.7M -1,165,336 -8%
Morgan Stanley
2
Morgan Stanley
New York
$143M +$11.7M +213,567 +9%
Wells Fargo
3
Wells Fargo
California
$116M +$16M +291,716 +15%
LPL Financial
4
LPL Financial
California
$77M -$676K -12,351 -0.8%
Raymond James Financial
5
Raymond James Financial
Florida
$51.9M +$15M +274,887 +39%
Bank of America
6
Bank of America
North Carolina
$34.9M +$11.8M +216,008 +49%
UBS Group
7
UBS Group
Switzerland
$27.6M +$1.65M +30,220 +6%
NC
8
NewSquare Capital
Pennsylvania
$19.7M +$20.3M +371,065 New
NA
9
NewEdge Advisors
Louisiana
$19.6M +$2.21M +40,380 +12%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$19.3M +$4.23M +77,376 +27%
ODG
11
O'Dell Group
Ohio
$18.7M +$6.98M +127,633 +57%
ASN
12
Advisory Services Network
Georgia
$18.6M +$377K +6,887 +2%
Ameriprise
13
Ameriprise
Minnesota
$17M +$2.76M +50,396 +19%
NP
14
Nilsine Partners
Colorado
$16.2M +$15.7M +287,719 +1,554%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$14.8M +$363K +6,629 +2%
Stifel Financial
16
Stifel Financial
Missouri
$14.8M +$4.56M +83,405 +43%
DADC
17
D.A. Davidson & Co
Montana
$14.1M +$1.7M +31,095 +13%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$12.5M +$4.1M +74,966 +47%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$12.4M +$1.9M +34,687 +17%
VAS
20
Vestmark Advisory Solutions
Massachusetts
$12M +$6.12M +111,840 +97%
Truist Financial
21
Truist Financial
North Carolina
$10.6M -$1.31M -24,001 -11%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$9.56M +$3.78M +69,198 +62%
BEI
23
Benjamin Edwards Inc
Missouri
$8.56M +$738K +13,499 +9%
HI
24
Harbour Investments
Wisconsin
$8.29M +$4.67M +85,443 +121%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$7.57M +$921K +16,837 +13%