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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$80.4M -$7.59M -192,048 -8%
Wells Fargo
2
Wells Fargo
California
$62.7M -$3.24M -82,017 -5%
LPL Financial
3
LPL Financial
California
$52.7M -$2.15M -54,449 -4%
Bank of America
4
Bank of America
North Carolina
$19.3M -$7.73M -195,765 -28%
UBS Group
5
UBS Group
Switzerland
$16.5M -$923K -23,375 -5%
RJA
6
Raymond James & Associates
Florida
$13.4M -$1.54M -39,071 -10%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$12.1M -$1.86M -47,112 -13%
Ameriprise
8
Ameriprise
Minnesota
$8.65M -$11.9M -300,564 -57%
Stifel Financial
9
Stifel Financial
Missouri
$7.8M +$797K +20,173 +11%
Osaic Holdings
10
Osaic Holdings
Arizona
$6.18M -$224K -5,674 -3%
KAS
11
Kestra Advisory Services
Texas
$6.06M -$79.5K -2,013 -1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$5.97M -$1.14M -28,911 -15%
RIA
13
Regal Investment Advisors
Michigan
$5.68M -$855K -21,644 -13%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$5.5M -$2.71M -68,528 -32%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$4.59M +$2.53M +63,969 +111%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$4.53M -$156K -3,961 -3%
Truist Financial
17
Truist Financial
North Carolina
$4.43M -$2.52M -63,726 -35%
SA
18
SFI Advisors
New Jersey
$4.24M +$199K +5,044 +5%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$4.13M -$1.55M -39,332 -26%
IAA
20
Independent Advisor Alliance
North Carolina
$3.94M +$53.2K +1,348 +1%
VAS
21
Vestmark Advisory Solutions
Massachusetts
$3.86M +$4.03M +102,056 New
CA
22
Crumly & Associates
Illinois
$3.75M -$62.7K -1,588 -2%
IPW
23
IronBridge Private Wealth
Texas
$3.65M +$3.81M +96,560 New
TRCT
24
Tower Research Capital (TRC)
New York
$3.65M +$1.54M +39,022 +68%
MML Investors Services
25
MML Investors Services
Massachusetts
$3.55M +$267K +6,758 +8%