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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$156M +$36.8M +945,768 +34%
Wells Fargo
2
Wells Fargo
California
$83.5M +$21.8M +559,953 +39%
Bank of America
3
Bank of America
North Carolina
$47.9M +$18.1M +466,606 +68%
LPL Financial
4
LPL Financial
California
$46.5M +$8.49M +218,525 +24%
UBS Group
5
UBS Group
Switzerland
$38M +$13M +334,784 +58%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$29.1M +$9.22M +237,155 +51%
Ameriprise
7
Ameriprise
Minnesota
$23.1M +$17.7M +454,169 +445%
BCI
8
Brinker Capital Investments
Pennsylvania
$21.7M
RJA
9
Raymond James & Associates
Florida
$11.2M +$3.18M +81,778 +44%
Osaic Holdings
10
Osaic Holdings
Arizona
$10.3M +$6.17M +158,847 +179%
Truist Financial
11
Truist Financial
North Carolina
$10.1M -$2.51M -64,524 -21%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$9.17M -$2.04M -52,566 -19%
FEG
13
Financial Enhancement Group
Indiana
$8.26M +$723K +18,589 +10%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$8.16M +$3.03M +78,002 +66%
NA
15
Navellier & Associates
Nevada
$7.28M -$330K -8,483 -5%
Stifel Financial
16
Stifel Financial
Missouri
$6.93M +$4.21M +108,314 +186%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$6.41M +$542K +13,948 +10%
FEM
18
Fulcrum Equity Management
Texas
$6.14M -$863K -22,200 -13%
PFS
19
Prospera Financial Services
Texas
$5.51M -$1.34M -34,378 -21%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.12M +$3.02M +77,740 +172%
CA
21
Crumly & Associates
Illinois
$4.47M +$4.18M +107,563 New
SL
22
Savior LLC
Massachusetts
$4.24M +$3.96M +101,920 New
SPC
23
Sigma Planning Corp
Michigan
$3.91M +$3.65M +93,988 New
MML Investors Services
24
MML Investors Services
Massachusetts
$3.77M -$254K -6,546 -7%
HighTower Advisors
25
HighTower Advisors
Illinois
$3.7M +$172K +4,426 +5%