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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$134M +$12.2M +439,040 +10%
Wells Fargo
2
Wells Fargo
California
$96.4M -$5.79M -208,436 -6%
UBS Group
3
UBS Group
Switzerland
$65.5M -$178K -6,410 -0.3%
Bank of America
4
Bank of America
North Carolina
$57.4M -$1.7M -61,036 -3%
Goldman Sachs
5
Goldman Sachs
New York
$37.5M -$440K -15,841 -1%
Ameriprise
6
Ameriprise
Minnesota
$28.2M +$10.2M +366,882 +56%
LPL Financial
7
LPL Financial
California
$19.6M +$3.21M +115,516 +19%
RJA
8
Raymond James & Associates
Florida
$15.3M +$7.61M +273,754 +98%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$13.9M +$898K +32,322 +7%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$13.5M +$776K +27,939 +6%
NA
11
Navellier & Associates
Nevada
$12M +$4.39M +158,006 +57%
BCI
12
Brinker Capital Investments
Pennsylvania
$11.9M
AG
13
Advisor Group
Arizona
$11.7M +$7.12M +256,140 +154%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$7.94M -$106K -3,830 -1%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$7.61M -$1.13M -40,783 -13%
CCA
16
Clearwater Capital Advisors
Illinois
$6.88M -$20.5K -736 -0.3%
SAM
17
Shamrock Asset Management
Texas
$5.74M -$714K -25,688 -11%
HCIA
18
Hochman Cole Investment Advisors
Illinois
$5.37M -$181K -6,523 -3%
Stifel Financial
19
Stifel Financial
Missouri
$5.31M +$3.31M +119,053 +164%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.3M +$764K +27,503 +17%
HighTower Advisors
21
HighTower Advisors
Illinois
$5.01M +$4.68M +168,350 +1,371%
SPL
22
Smart Portfolios LLC
Washington
$4.99M -$569K -20,480 -10%
SWM
23
Strategic Wealth Management
Washington
$4.9M -$494K -17,773 -9%
UCFA
24
United Capital Financial Advisors
Texas
$4.05M -$1.02M -36,571 -20%
SB
25
Suntrust Banks
Georgia
$4.04M +$527K +18,963 +15%