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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$214M +$24.9M +532,629 +13%
Wells Fargo
2
Wells Fargo
California
$99M -$7.18M -153,843 -7%
LPL Financial
3
LPL Financial
California
$89.1M +$15.2M +325,889 +20%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$59.1M -$5.68M -121,746 -9%
Bank of America
5
Bank of America
North Carolina
$57.7M +$10.7M +228,696 +22%
UBS Group
6
UBS Group
Switzerland
$42M -$3.26M -69,942 -7%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$28.8M +$20.1M +431,548 +226%
Ameriprise
8
Ameriprise
Minnesota
$26.1M +$3.02M +64,785 +13%
Osaic Holdings
9
Osaic Holdings
Arizona
$20.8M -$2.21M -47,359 -10%
Truist Financial
10
Truist Financial
North Carolina
$20.6M +$822K +17,606 +4%
SFS
11
Searcy Financial Services
Kansas
$18.8M +$9.78M +209,669 +107%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$17.5M +$6.61M +141,617 +60%
RJA
13
Raymond James & Associates
Florida
$16.7M +$1.62M +34,691 +11%
DADC
14
D.A. Davidson & Co
Montana
$15.7M +$296K +6,342 +2%
CCFM
15
Clear Creek Financial Management
Washington
$14.6M +$14.7M +315,418 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$13.5M +$867K +18,577 +7%
EE
17
EWG Elevate
California
$13.3M +$13.5M +288,454 New
Stifel Financial
18
Stifel Financial
Missouri
$11.9M +$2.12M +45,340 +21%
CA
19
Crumly & Associates
Illinois
$10.8M -$2.96M -63,424 -21%
KAS
20
Kestra Advisory Services
Texas
$10.4M +$3.44M +73,729 +49%
AWM
21
AE Wealth Management
Kansas
$10.2M +$2.38M +51,011 +30%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$9.79M -$1.31M -27,984 -12%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$7.76M +$175K +3,747 +2%
RIA
24
Regal Investment Advisors
Michigan
$6.89M +$243K +5,205 +4%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$6.81M +$2.66M +56,969 +63%