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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.4M +$37.8M +2,042,963 New
Wells Fargo
2
Wells Fargo
California
$34.7M +$34.2M +1,846,894 New
HA
3
Hays Advisory
Tennessee
$18.5M +$18.2M +984,429 New
Bank of America
4
Bank of America
North Carolina
$13.7M +$13.5M +730,331 New
PPA
5
Parametric Portfolio Associates
Washington
$12.3M +$12.1M +656,307 New
U
6
UBS
Switzerland
$9M +$8.86M +479,080 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.79M +$7.67M +414,395 New
BFA
8
Beaumont Financial Advisors
Massachusetts
$6.02M +$5.93M +320,455 New
BUB
9
BBVA USA Bancshares
Texas
$5.91M +$5.81M +314,272 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$4.45M +$4.38M +236,585 New
TT
11
Tower Trust
Indiana
$4.04M +$3.98M +214,937 New
Citigroup
12
Citigroup
New York
$3.77M +$3.72M +200,890 New
NA
13
Navellier & Associates
Nevada
$3.61M +$3.55M +192,132 New
PI
14
Placemark Investments
Illinois
$3.38M +$3.33M +180,127 New
RJA
15
Raymond James & Associates
Florida
$2.79M +$2.75M +148,700 New
LPL Financial
16
LPL Financial
California
$2.61M +$2.57M +138,743 New
SNC
17
Stifel Nicolaus & Co
Missouri
$2.38M +$2.34M +126,755 New
HighTower Advisors
18
HighTower Advisors
Illinois
$2.37M +$2.33M +126,016 New
FA
19
FDx Advisors
Illinois
$2.03M +$2M +107,852 New
HR
20
Howe & Rusling
New York
$1.42M +$1.4M +75,480 New
SAM
21
SignalPoint Asset Management
Missouri
$1.4M +$1.38M +74,395 New
OC
22
Oppenheimer & Co
New York
$1.35M +$1.33M +71,710 New
BTS
23
BB&T Securities
Virginia
$1.2M +$1.18M +64,056 New
KCG
24
Knight Capital Group
$1.19M +$1.17M +63,295 New
JP Morgan Chase
25
JP Morgan Chase
New York
$1.12M +$1.11M +59,742 New