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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$90.2M +$884K +19,191 +1%
LPL Financial
2
LPL Financial
California
$64.1M +$1.47M +31,882 +2%
Wells Fargo
3
Wells Fargo
California
$61M +$462K +10,023 +0.8%
UBS Group
4
UBS Group
Switzerland
$23.2M +$4.11M +89,245 +22%
Bank of America
5
Bank of America
North Carolina
$21M -$1.04M -22,612 -5%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$16M -$6.17M -133,870 -28%
RJA
7
Raymond James & Associates
Florida
$11.9M -$3.19M -69,327 -21%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.84M +$1.17M +25,310 +14%
Ameriprise
9
Ameriprise
Minnesota
$8.03M +$1.63M +35,366 +26%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$7.75M +$248K +5,382 +3%
Stifel Financial
11
Stifel Financial
Missouri
$7.57M -$537K -11,668 -7%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.94M +$1.91M +41,521 +38%
VCM
13
Virtue Capital Management
Tennessee
$6.84M +$181K +3,937 +3%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$6.31M +$102K +2,207 +2%
SA
15
SFI Advisors
New Jersey
$6.1M +$181K +3,940 +3%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$5.62M -$5.73M -124,398 -51%
VAS
17
Vestmark Advisory Solutions
Massachusetts
$5.36M +$103K +2,245 +2%
MCM
18
Monument Capital Management
Virginia
$4.89M +$1.11M +24,181 +30%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$4.78M -$834K -18,115 -15%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$4.77M +$1.35M +29,370 +40%
IAA
21
Independent Advisor Alliance
North Carolina
$4.19M -$172K -3,743 -4%
Truist Financial
22
Truist Financial
North Carolina
$4.14M -$6.3M -136,856 -60%
SAM
23
Secure Asset Management
Michigan
$3.94M +$2.1M +45,600 +116%
DADC
24
D.A. Davidson & Co
Montana
$3.85M -$37.1K -805 -1%
NA
25
Navellier & Associates
Nevada
$3.53M -$193K -4,187 -5%