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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$582M +$10.5M +322,403 +2%
Morgan Stanley
2
Morgan Stanley
New York
$176M +$4.37M +134,511 +3%
Wells Fargo
3
Wells Fargo
California
$152M +$5.57M +171,405 +4%
Bank of America
4
Bank of America
North Carolina
$76.2M +$2.32M +71,396 +3%
UBS Group
5
UBS Group
Switzerland
$74.4M -$1.2M -36,908 -2%
LPL Financial
6
LPL Financial
California
$35.4M +$1.08M +33,271 +3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$31.8M +$4.07M +125,345 +15%
RJA
8
Raymond James & Associates
Florida
$29.4M +$595K +18,300 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$19.6M +$916K +28,187 +5%
NC
10
NewSquare Capital
Pennsylvania
$18.4M +$1.31M +40,175 +8%
MML Investors Services
11
MML Investors Services
Massachusetts
$15.1M -$766K -23,568 -5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$14.7M +$761K +23,411 +6%
Truist Financial
13
Truist Financial
North Carolina
$14.2M +$13.7M +422,633 New
Ameriprise
14
Ameriprise
Minnesota
$13.6M +$310K +9,549 +2%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$11.2M +$486K +14,945 +5%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$10.2M -$499K -15,340 -5%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$9.92M +$1.38M +42,418 +17%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$8.66M +$3.95M +121,638 +89%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$8.63M +$60.7K +1,868 +0.7%
NA
20
NewEdge Advisors
Louisiana
$7.31M +$216K +6,660 +3%
GA
21
Gateway Advisory
New Jersey
$6.96M +$3.35M +103,176 +99%
HCIA
22
Hochman Cole Investment Advisors
Illinois
$6.31M -$313K -9,624 -5%
VBFG
23
Vishria Bird Financial Group
Tennessee
$6.25M +$2.89M +88,988 +382%
ODG
24
O'Dell Group
Ohio
$5.75M +$395K +12,152 +8%
PFS
25
Prospera Financial Services
Texas
$4.49M -$90.3K -2,779 -2%