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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$146M -$37.4M -885,539 -19%
LPL Financial
2
LPL Financial
California
$77.1M -$7.52M -178,139 -8%
Wells Fargo
3
Wells Fargo
California
$74M -$22.7M -538,923 -22%
UBS Group
4
UBS Group
Switzerland
$56.2M +$2.61M +61,959 +4%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$36.1M -$28.2M -667,485 -42%
Bank of America
6
Bank of America
North Carolina
$34.9M -$5.07M -120,289 -12%
RJA
7
Raymond James & Associates
Florida
$24.4M +$8.51M +201,617 +47%
Stifel Financial
8
Stifel Financial
Missouri
$10.6M +$1.1M +25,960 +10%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$10M -$124K -2,931 -1%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$9.79M -$1.25M -29,722 -11%
Ameriprise
11
Ameriprise
Minnesota
$9.27M -$5.68M -134,652 -36%
Truist Financial
12
Truist Financial
North Carolina
$9.09M -$4.47M -106,008 -31%
KAS
13
Kestra Advisory Services
Texas
$8.84M -$2.1M -49,785 -18%
Osaic Holdings
14
Osaic Holdings
Arizona
$8.5M -$13.7M -324,152 -60%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$8.41M -$8.43M -199,938 -48%
PAG
16
Private Advisor Group
New Jersey
$6.74M -$383K -9,067 -5%
IAIM
17
International Assets Investment Management
Florida
$6.72M +$5.58M +132,198 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$6.45M +$2.05M +48,591 +41%
DADC
19
D.A. Davidson & Co
Montana
$6.4M +$3.55M +84,228 +105%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$6.36M +$81.8K +1,938 +1%
RIA
21
Regal Investment Advisors
Michigan
$5.93M +$283K +6,719 +5%
CA
22
Crumly & Associates
Illinois
$5.52M +$2.62M +62,130 +78%
HighTower Advisors
23
HighTower Advisors
Illinois
$5.21M +$1.53M +36,198 +37%
BRWA
24
B. Riley Wealth Advisors
Florida
$4.15M +$4.04M +95,728 +867%
WWM
25
Western Wealth Management
Colorado
$4.09M -$253K -5,997 -5%