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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$134M +$8.63M +366,027 +7%
Wells Fargo
2
Wells Fargo
California
$95.4M +$9.34M +396,014 +10%
UBS Group
3
UBS Group
Switzerland
$44.7M -$5.41M -229,196 -10%
Bank of America
4
Bank of America
North Carolina
$40.2M +$2.73M +115,940 +7%
AIM
5
Astor Investment Management
Illinois
$37.4M +$1.19M +50,472 +3%
Goldman Sachs
6
Goldman Sachs
New York
$23.4M +$22.3M +944,626 +954%
CI
7
Cavalier Investments
Georgia
$20.2M +$21.3M +901,627 New
LPL Financial
8
LPL Financial
California
$15.2M +$606K +25,714 +4%
ACM
9
Aviance Capital Management
Florida
$14.9M +$15.7M +664,977 New
BFA
10
Beaumont Financial Advisors
Massachusetts
$12.7M
RJA
11
Raymond James & Associates
Florida
$11.1M -$1.35M -57,329 -10%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$11M -$7.74M -328,190 -40%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$8.82M -$10.8M -455,892 -54%
UCFA
14
United Capital Financial Advisors
Texas
$7.06M -$182K -7,713 -2%
CS
15
Credit Suisse
Switzerland
$5.92M +$6.21M +263,506 New
Stifel Financial
16
Stifel Financial
Missouri
$5.21M -$3.43M -145,640 -39%
BTS
17
BB&T Securities
Virginia
$5.03M -$2.28M -96,673 -30%
Ameriprise
18
Ameriprise
Minnesota
$4.5M +$465K +19,724 +11%
VF
19
Virtu Financial
New York
$4.29M +$4.5M +190,915 New
SAM
20
SignalPoint Asset Management
Missouri
$4.06M -$74.6K -3,162 -2%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$3.88M +$284K +12,042 +7%
JP Morgan Chase
22
JP Morgan Chase
New York
$3.83M +$21.1K +895 +0.5%
Citadel Advisors
23
Citadel Advisors
Florida
$3.24M +$3.4M +144,179 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$3.21M +$2.7M +114,425 +402%
TRCT
25
Tower Research Capital (TRC)
New York
$2.64M +$2.77M +117,425 New