Cavalier Investments’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Cavalier Investments’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-11,420	Closed	-$339K	–	150
2017 Q3	$339K	Buy	11,420 +857	+8%	+$24.9K	0.16%	106
2017 Q2	$293K	Hold	10,563	–	–	0.16%	112
2017 Q1	$293K	Buy	+10,563	New	+$294K	0.16%	115
2015 Q4	–	Sell	-901,627	Closed	-$20.2M	–	115
2015 Q3	$20.2M	Buy	+901,627	New	+$21.3M	16.95%	2

Other funds holding FXO

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Cavalier Investments's FXO Position: Q4 2017 in Review

Cavalier Investments sold out of First Trust Financials AlphaDEX Fund (FXO) in Q4 2017, closing a stake of 11,420 shares — an estimated $339K sold.

Cavalier Investments first reported a position in FXO in Q3 2015 and held it in 4 quarters. The position peaked at $20.2M in Q3 2015. 132 funds tracked by Wall St. Rank hold FXO as of Q4 2017.

Cavalier Investments reported no remaining First Trust Financials AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Cavalier Investments sold 11,420 First Trust Financials AlphaDEX Fund shares in Q4 2017, an estimated $339K.
Cavalier Investments first reported a position in First Trust Financials AlphaDEX Fund in Q3 2015 and held it in 4 quarters.
Cavalier Investments's First Trust Financials AlphaDEX Fund position peaked at $20.2M in Q3 2015.
132 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q4 2017.

Based on Cavalier Investments's 13F filing for Q4 2017, filed 13 Feb 2018.