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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$87.3M -$30.2M -819,323 -26%
Wells Fargo
2
Wells Fargo
California
$65.6M +$1.94M +52,612 +3%
LPL Financial
3
LPL Financial
California
$54.5M -$5.43M -147,462 -9%
Bank of America
4
Bank of America
North Carolina
$26.6M -$5.4M -146,630 -17%
Ameriprise
5
Ameriprise
Minnesota
$20M -$1.43M -38,739 -7%
UBS Group
6
UBS Group
Switzerland
$17.3M -$18.5M -502,212 -52%
ODG
7
O'Dell Group
Ohio
$15M +$896K +24,354 +7%
RJA
8
Raymond James & Associates
Florida
$14.8M -$11.4M -308,565 -44%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$13.8M -$2.2M -59,697 -14%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$8.07M -$5.51M -149,750 -41%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$7.04M -$6M -162,963 -47%
Stifel Financial
12
Stifel Financial
Missouri
$7.01M -$4.34M -117,811 -39%
Truist Financial
13
Truist Financial
North Carolina
$6.81M -$6.25M -169,696 -48%
RIA
14
Regal Investment Advisors
Michigan
$6.48M -$18.6K -506 -0.3%
Osaic Holdings
15
Osaic Holdings
Arizona
$6.38M -$1.37M -37,176 -18%
KAS
16
Kestra Advisory Services
Texas
$6.11M +$1.28M +34,878 +27%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$5.6M -$49.2K -1,338 -0.9%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$4.67M -$437K -11,880 -9%
CAS
19
Coppell Advisory Solutions
Texas
$4.51M +$3.93M +106,815 +831%
SA
20
SFI Advisors
New Jersey
$4.04M +$26.8K +728 +0.7%
HighTower Advisors
21
HighTower Advisors
Illinois
$4M -$134K -3,653 -3%
IAA
22
Independent Advisor Alliance
North Carolina
$3.87M +$829K +22,536 +28%
CA
23
Crumly & Associates
Illinois
$3.8M -$1.14M -30,963 -24%
MML Investors Services
24
MML Investors Services
Massachusetts
$3.28M +$52.4K +1,423 +2%
DADC
25
D.A. Davidson & Co
Montana
$3M -$183K -4,979 -6%