Smart Portfolios LLC’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Smart Portfolios LLC’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-81,782	Closed	-$2.43M	–	24
2017 Q3	$2.43M	Buy	81,782 +7,059	+9%	+$205K	2.33%	14
2017 Q2	$2.14M	Sell	74,723 -105,510	-59%	-$2.94M	2.3%	14
2017 Q1	$4.99M	Sell	180,233 -20,480	-10%	-$569K	4.74%	10
2016 Q4	$5.42M	Sell	200,713 -5,422	-3%	-$138K	4.72%	7
2016 Q3	$5.01M	Buy	+206,135	New	+$4.96M	5.71%	8

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Smart Portfolios LLC's FXO Position: Q4 2017 in Review

Smart Portfolios LLC sold out of First Trust Financials AlphaDEX Fund (FXO) in Q4 2017, closing a stake of 81,782 shares — an estimated $2.43M sold.

Smart Portfolios LLC first reported a position in FXO in Q3 2016 and held it in 5 quarters. The position peaked at $5.42M in Q4 2016. 132 funds tracked by Wall St. Rank hold FXO as of Q4 2017.

Smart Portfolios LLC reported no remaining First Trust Financials AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Smart Portfolios LLC sold 81,782 First Trust Financials AlphaDEX Fund shares in Q4 2017, an estimated $2.43M.
Smart Portfolios LLC first reported a position in First Trust Financials AlphaDEX Fund in Q3 2016 and held it in 5 quarters.
Smart Portfolios LLC's First Trust Financials AlphaDEX Fund position peaked at $5.42M in Q4 2016.
132 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q4 2017.

Based on Smart Portfolios LLC's 13F filing for Q4 2017, filed 5 Feb 2018.