Rockefeller Capital Management
FXO icon

Rockefeller Capital Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Rockefeller Capital Management’s Portfolio FXO Stock Details FXO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$5.69M Sell
93,840
-828
-0.9% -$53.8K 0.01% 952
2026
Q2 		$5.91M Sell
94,668
-4,683
-5% -$279K 0.01% 898
2026
Q1 		$5.58M Buy
99,351
+5,558
+6% +$330K 0.01% 883
2025
Q4 		$5.66M Sell
93,793
-205
-0.2% -$12.1K 0.01% 837
2025
Q3 		$5.58M Sell
93,998
-190
-0.2% -$11K 0.01% 786
2025
Q2 		$5.28M Buy
94,188
+3,206
+4% +$168K 0.01% 769
2025
Q1 		$4.82M Buy
90,982
+156
+0.2% +$8.53K 0.01% 751
2024
Q4 		$4.92M Buy
90,826
+40,389
+80% +$2.21M 0.01% 727
2024
Q3 		$2.58M Sell
50,437
-280
-0.6% -$13.8K 0.01% 908
2024
Q2 		$2.35M Sell
50,717
-101
-0.2% -$4.65K 0.01% 916
2024
Q1 		$2.41M Sell
50,818
-3,610
-7% -$160K 0.01% 928
2023
Q4 		$2.36M Sell
54,428
-1,249
-2% -$48.9K 0.01% 861
2023
Q3 		$2.11M Buy
55,677
+1,314
+2% +$51.9K 0.01% 823
2023
Q2 		$2.05M Sell
54,363
-3,170
-6% -$117K 0.01% 832
2023
Q1 		$2.15M Sell
57,533
-84,295
-59% -$3.56M 0.01% 792
2022
Q4 		$5.81M Buy
141,828
+83,782
+144% +$3.44M 0.03% 498
2022
Q3 		$2.14M Buy
58,046
+4,069
+8% +$166K 0.01% 743
2022
Q2 		$2.1M Buy
53,977
+8,697
+19% +$367K 0.01% 756
2022
Q1 		$2.08M Sell
45,280
-846
-2% -$39K 0.01% 791
2021
Q4 		$2.13M Sell
46,126
-1,433
-3% -$66.9K 0.01% 774
2021
Q3 		$2.1M Buy
47,559
+616
+1% +$27.2K 0.01% 735
2021
Q2 		$2.05M Buy
46,943
+358
+0.8% +$15.8K 0.01% 711
2021
Q1 		$1.94M Sell
46,585
-8,981
-16% -$349K 0.01% 586
2020
Q4 		$1.9M Sell
55,566
-2,698
-5% -$82.6K 0.01% 529
2020
Q3 		$1.48M Buy
58,264
+3,710
+7% +$96.7K 0.01% 500
2020
Q2 		$1.39M Buy
54,554
+471
+0.9% +$11.3K 0.01% 472
2020
Q1 		$1.14M Buy
54,083
+29,519
+120% +$883K 0.02% 450
2019
Q4 		$823K Buy
+24,564
New +$798K 0.01% 485

Other funds holding FXO

Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
CPA
Capital Performance Advisors Walnut Creek, California $1.65B AUM 15.94% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $121B AUM 21.47% 1-Year Est. Return
TradeWell Securities
TradeWell Securities Fort Wayne, Indiana $296M AUM 22% 1-Year Est. Return
Perryman Financial Advisory
Perryman Financial Advisory Dallas, Texas $791M AUM 21.08% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $52.3B AUM 19.7% 1-Year Est. Return

Rockefeller Capital Management's FXO Position: Q3 2026 in Review

Rockefeller Capital Management reduced its First Trust Financials AlphaDEX Fund (FXO) stake by 0.87% in Q3 2026, selling an estimated $53.8K and leaving 93,840 shares worth $5.69M. The position accounts for 0.01% of the portfolio, ranked #952.

Rockefeller Capital Management first reported a position in FXO in Q4 2019 and has held it in 28 quarters since. The position peaked at $5.91M in Q2 2026. 195 funds tracked by Wall St. Rank hold FXO as of Q3 2026.

  • Rockefeller Capital Management held 93,840 shares of First Trust Financials AlphaDEX Fund worth $5.69M as of Q3 2026.
  • Rockefeller Capital Management sold 828 First Trust Financials AlphaDEX Fund shares in Q3 2026, an estimated $53.8K.
  • First Trust Financials AlphaDEX Fund made up 0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #952 holding.
  • Rockefeller Capital Management first reported a position in First Trust Financials AlphaDEX Fund in Q4 2019 and has held it in 28 quarters since.
  • Rockefeller Capital Management's First Trust Financials AlphaDEX Fund position peaked at $5.91M in Q2 2026.
  • 195 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.