Rockefeller Capital Management
FXO icon

Rockefeller Capital Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Rockefeller Capital Management’s Portfolio FXO Stock Details FXO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$5.58M Buy
99,351
+5,558
+6% +$330K 0.01% 883
2025
Q4 		$5.66M Sell
93,793
-205
-0.2% -$12.1K 0.01% 837
2025
Q3 		$5.58M Sell
93,998
-190
-0.2% -$11K 0.01% 786
2025
Q2 		$5.28M Buy
94,188
+3,206
+4% +$168K 0.01% 769
2025
Q1 		$4.82M Buy
90,982
+156
+0.2% +$8.53K 0.01% 751
2024
Q4 		$4.92M Buy
90,826
+40,389
+80% +$2.21M 0.01% 727
2024
Q3 		$2.58M Sell
50,437
-280
-0.6% -$13.8K 0.01% 908
2024
Q2 		$2.35M Sell
50,717
-101
-0.2% -$4.65K 0.01% 916
2024
Q1 		$2.41M Sell
50,818
-3,610
-7% -$160K 0.01% 928
2023
Q4 		$2.36M Sell
54,428
-1,249
-2% -$48.9K 0.01% 861
2023
Q3 		$2.11M Buy
55,677
+1,314
+2% +$51.9K 0.01% 823
2023
Q2 		$2.05M Sell
54,363
-3,170
-6% -$117K 0.01% 832
2023
Q1 		$2.15M Sell
57,533
-84,295
-59% -$3.56M 0.01% 792
2022
Q4 		$5.81M Buy
141,828
+83,782
+144% +$3.44M 0.03% 498
2022
Q3 		$2.14M Buy
58,046
+4,069
+8% +$166K 0.01% 743
2022
Q2 		$2.1M Buy
53,977
+8,697
+19% +$367K 0.01% 756
2022
Q1 		$2.08M Sell
45,280
-846
-2% -$39K 0.01% 791
2021
Q4 		$2.13M Sell
46,126
-1,433
-3% -$66.9K 0.01% 774
2021
Q3 		$2.1M Buy
47,559
+616
+1% +$27.2K 0.01% 735
2021
Q2 		$2.05M Buy
46,943
+358
+0.8% +$15.8K 0.01% 711
2021
Q1 		$1.94M Sell
46,585
-8,981
-16% -$349K 0.01% 586
2020
Q4 		$1.9M Sell
55,566
-2,698
-5% -$82.6K 0.01% 529
2020
Q3 		$1.48M Buy
58,264
+3,710
+7% +$96.7K 0.01% 500
2020
Q2 		$1.39M Buy
54,554
+471
+0.9% +$11.3K 0.01% 472
2020
Q1 		$1.14M Buy
54,083
+29,519
+120% +$883K 0.02% 450
2019
Q4 		$823K Buy
+24,564
New +$798K 0.01% 485

Other funds holding FXO

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
CPA
Capital Performance Advisors Walnut Creek, California $1.5B AUM 21.4% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Rockefeller Capital Management's FXO Position: Q1 2026 in Review

Rockefeller Capital Management increased its First Trust Financials AlphaDEX Fund (FXO) stake by 5.9% in Q1 2026, buying an estimated $330K and bringing the position to 99,351 shares worth $5.58M. The position accounts for 0.01% of the portfolio, ranked #883.

Rockefeller Capital Management first reported a position in FXO in Q4 2019 and has held it in 26 quarters since. The position peaked at $5.81M in Q4 2022. 221 funds tracked by Wall St. Rank hold FXO as of Q1 2026.

  • Rockefeller Capital Management held 99,351 shares of First Trust Financials AlphaDEX Fund worth $5.58M as of Q1 2026.
  • Rockefeller Capital Management bought 5,558 First Trust Financials AlphaDEX Fund shares in Q1 2026, an estimated $330K.
  • First Trust Financials AlphaDEX Fund made up 0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #883 holding.
  • Rockefeller Capital Management first reported a position in First Trust Financials AlphaDEX Fund in Q4 2019 and has held it in 26 quarters since.
  • Rockefeller Capital Management's First Trust Financials AlphaDEX Fund position peaked at $5.81M in Q4 2022.
  • 221 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.