Rockefeller Capital Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Rockefeller Capital Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$5.91M	Sell	94,668 -4,683	-5%	-$279K	0.01%	898
2026 Q1	$5.58M	Buy	99,351 +5,558	+6%	+$330K	0.01%	883
2025 Q4	$5.66M	Sell	93,793 -205	-0.2%	-$12.1K	0.01%	837
2025 Q3	$5.58M	Sell	93,998 -190	-0.2%	-$11K	0.01%	786
2025 Q2	$5.28M	Buy	94,188 +3,206	+4%	+$168K	0.01%	769
2025 Q1	$4.82M	Buy	90,982 +156	+0.2%	+$8.53K	0.01%	751
2024 Q4	$4.92M	Buy	90,826 +40,389	+80%	+$2.21M	0.01%	727
2024 Q3	$2.58M	Sell	50,437 -280	-0.6%	-$13.8K	0.01%	908
2024 Q2	$2.35M	Sell	50,717 -101	-0.2%	-$4.65K	0.01%	916
2024 Q1	$2.41M	Sell	50,818 -3,610	-7%	-$160K	0.01%	928
2023 Q4	$2.36M	Sell	54,428 -1,249	-2%	-$48.9K	0.01%	861
2023 Q3	$2.11M	Buy	55,677 +1,314	+2%	+$51.9K	0.01%	823
2023 Q2	$2.05M	Sell	54,363 -3,170	-6%	-$117K	0.01%	832
2023 Q1	$2.15M	Sell	57,533 -84,295	-59%	-$3.56M	0.01%	792
2022 Q4	$5.81M	Buy	141,828 +83,782	+144%	+$3.44M	0.03%	498
2022 Q3	$2.14M	Buy	58,046 +4,069	+8%	+$166K	0.01%	743
2022 Q2	$2.1M	Buy	53,977 +8,697	+19%	+$367K	0.01%	756
2022 Q1	$2.08M	Sell	45,280 -846	-2%	-$39K	0.01%	791
2021 Q4	$2.13M	Sell	46,126 -1,433	-3%	-$66.9K	0.01%	774
2021 Q3	$2.1M	Buy	47,559 +616	+1%	+$27.2K	0.01%	735
2021 Q2	$2.05M	Buy	46,943 +358	+0.8%	+$15.8K	0.01%	711
2021 Q1	$1.94M	Sell	46,585 -8,981	-16%	-$349K	0.01%	586
2020 Q4	$1.9M	Sell	55,566 -2,698	-5%	-$82.6K	0.01%	529
2020 Q3	$1.48M	Buy	58,264 +3,710	+7%	+$96.7K	0.01%	500
2020 Q2	$1.39M	Buy	54,554 +471	+0.9%	+$11.3K	0.01%	472
2020 Q1	$1.14M	Buy	54,083 +29,519	+120%	+$883K	0.02%	450
2019 Q4	$823K	Buy	+24,564	New	+$798K	0.01%	485

Other funds holding FXO

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

WWA

WCG Wealth Advisors Las Vegas, Nevada $4.22B AUM 26.72% 1-Year Est. Return

CPA

Capital Performance Advisors Walnut Creek, California $1.55B AUM 24.77% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Rockefeller Capital Management's FXO Position: Q2 2026 in Review

Rockefeller Capital Management reduced its First Trust Financials AlphaDEX Fund (FXO) stake by 4.7% in Q2 2026, selling an estimated $279K and leaving 94,668 shares worth $5.91M. The position accounts for 0.01% of the portfolio, ranked #898.

Rockefeller Capital Management first reported a position in FXO in Q4 2019 and has held it in 27 quarters since. 221 funds tracked by Wall St. Rank hold FXO as of Q2 2026.

Rockefeller Capital Management held 94,668 shares of First Trust Financials AlphaDEX Fund worth $5.91M as of Q2 2026.
Rockefeller Capital Management sold 4,683 First Trust Financials AlphaDEX Fund shares in Q2 2026, an estimated $279K.
First Trust Financials AlphaDEX Fund made up 0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #898 holding.
Rockefeller Capital Management first reported a position in First Trust Financials AlphaDEX Fund in Q4 2019 and has held it in 27 quarters since.
221 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.