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Carnick & Kubik’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Carnick & Kubik’s Portfolio FXO Stock Details FXO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-35,140
Closed -$764K – 135
2013
Q4 		$764K Buy
+35,140
New +$733K 0.69% 50
2013
Q3 		– Sell
-45,320
Closed -$852K – 93
2013
Q2 		$852K Buy
+45,320
New +$838K 1.05% 36

Other funds holding FXO

FSIM
F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
PI
Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

Carnick & Kubik's FXO Position: Q1 2014 in Review

Carnick & Kubik sold out of First Trust Financials AlphaDEX Fund (FXO) in Q1 2014, closing a stake of 35,140 shares — an estimated $764K sold.

Carnick & Kubik first reported a position in FXO in Q2 2013 and held it in 2 quarters. The position peaked at $852K in Q2 2013. 66 funds tracked by Wall St. Rank hold FXO as of Q1 2014.

  • Carnick & Kubik reported no remaining First Trust Financials AlphaDEX Fund position as of Q1 2014 after selling out during the quarter.
  • Carnick & Kubik sold 35,140 First Trust Financials AlphaDEX Fund shares in Q1 2014, an estimated $764K.
  • Carnick & Kubik first reported a position in First Trust Financials AlphaDEX Fund in Q2 2013 and held it in 2 quarters.
  • Carnick & Kubik's First Trust Financials AlphaDEX Fund position peaked at $852K in Q2 2013.
  • 66 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q1 2014.

Based on Carnick & Kubik's 13F filing for Q1 2014, filed 6 May 2014.