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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEI
476
DELISTED
STEWART ENTERPRISES INC CL-A
STEI
$1.89M 0.03%
143,766
-2,467
-2% -$32.4K
MLPL
477
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$1.89M 0.03%
+35,150
New +$1.88M
EMB icon
478
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.88M 0.03%
17,287
-5,249
-23% -$569K
TWO
479
Two Harbors Investment
TWO
$1.27B
$1.88M 0.03%
24,226
-21,623
-47% -$1.7M
FCG icon
480
First Trust Natural Gas ETF
FCG
$647M
$1.87M 0.03%
20,027
-20,030
-50% -$1.76M
DNY
481
DELISTED
DONNELLEY R R & SONS CO
DNY
$1.87M 0.03%
118,510
-1,295
-1% -$20.4K
RCI icon
482
Rogers Communications
RCI
$18.3B
$1.87M 0.03%
43,407
+2,706
+7% +$110K
VUG icon
483
Vanguard Morningstar Growth ETF
VUG
$220B
$1.86M 0.03%
131,628
+19,092
+17% +$263K
GSG icon
484
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
$1.82M 0.03%
56,134
+16,212
+41% +$532K
ET icon
485
Energy Transfer Partners
ET
$70.1B
$1.81M 0.03%
110,032
+5,680
+5% +$90.4K
CRS icon
486
Carpenter Technology
CRS
$25.8B
$1.8M 0.03%
31,040
-45,414
-59% -$2.42M
EOG icon
487
EOG Resources
EOG
$79.2B
$1.8M 0.03%
21,292
+4,254
+25% +$330K
UTG icon
488
Reaves Utility Income Fund
UTG
$3.54B
$1.8M 0.03%
73,400
+11,625
+19% +$284K
SABA
489
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1.79M 0.03%
107,289
-5,354
-5% -$88.3K
PCL
490
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.79M 0.03%
38,221
+3,535
+10% +$166K
TCPC icon
491
BlackRock TCP Capital
TCPC
$273M
$1.77M 0.03%
109,301
+27,604
+34% +$440K
NIHD
492
DELISTED
NII HOLDINGS INC CL B
NIHD
$1.77M 0.03%
292,049
+110,964
+61% +$749K
BHI
493
DELISTED
Baker Hughes
BHI
$1.77M 0.03%
36,010
+5,631
+19% +$272K
CAG icon
494
Conagra Brands
CAG
$6.94B
$1.76M 0.03%
74,674
+3,960
+6% +$107K
ENZL icon
495
iShares MSCI New Zealand ETF
ENZL
$77.3M
$1.76M 0.03%
45,774
+1,469
+3% +$52.4K
PEJ icon
496
Invesco Leisure and Entertainment ETF
PEJ
$259M
$1.76M 0.03%
55,791
-940
-2% -$28.4K
ELV icon
497
Elevance Health
ELV
$81.5B
$1.75M 0.03%
20,952
-2,985
-12% -$256K
XEC
498
DELISTED
CIMAREX ENERGY CO
XEC
$1.74M 0.03%
18,049
+2,962
+20% +$240K
IYM icon
499
iShares US Basic Materials ETF
IYM
$1.12B
$1.74M 0.03%
23,503
+7,853
+50% +$564K
EWC icon
500
iShares MSCI Canada ETF
EWC
$6.13B
$1.74M 0.03%
61,309
+1,567
+3% +$43.4K
18 19
20
21 22

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.