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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGX icon
426
Quest Diagnostics
DGX
$25.7B
$2.26M 0.04%
36,554
+3,926
+12% +$235K
CB
427
DELISTED
CHUBB CORPORATION
CB
$2.23M 0.04%
25,031
+5,539
+28% +$479K
EMF
428
Templeton Emerging Markets Fund
EMF
$317M
$2.23M 0.04%
117,850
+910
+0.8% +$16.6K
WLY icon
429
John Wiley & Sons Class A
WLY
$2.65B
$2.22M 0.04%
46,547
+7,165
+18% +$321K
LGCY
430
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$2.21M 0.04%
81,797
-27,094
-25% -$732K
TYC
431
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$2.21M 0.04%
60,289
-199
-0.3% -$7.21K
VBK icon
432
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$2.2M 0.04%
19,250
+1,323
+7% +$146K
GBDC icon
433
Golub Capital BDC
GBDC
$3.34B
$2.2M 0.04%
129,539
-4,277
-3% -$73.8K
MBI icon
434
MBIA
MBI
$261M
$2.2M 0.04%
214,748
-6,281
-3% -$79.1K
SJM icon
435
J.M. Smucker
SJM
$12.7B
$2.17M 0.04%
20,692
-989
-5% -$107K
BF.B icon
436
Brown-Forman Class B
BF.B
$13.2B
$2.16M 0.04%
99,200
+606
+0.6% +$13.7K
WIN
437
DELISTED
Windstream Holdings Inc
WIN
$2.16M 0.04%
34,486
+1,957
+6% +$126K
OII icon
438
Oceaneering
OII
$4.86B
$2.15M 0.04%
26,485
-975
-4% -$78.4K
PII icon
439
Polaris
PII
$3.82B
$2.14M 0.04%
16,575
+5,835
+54% +$655K
SBNY
440
DELISTED
Signature Bank
SBNY
$2.14M 0.04%
23,339
-89
-0.4% -$8.02K
GT icon
441
Goodyear
GT
$2B
$2.13M 0.04%
94,941
-589
-0.6% -$11.3K
EEP
442
DELISTED
Enbridge Energy Partners
EEP
$2.12M 0.04%
69,695
+1,453
+2% +$44.6K
XLY icon
443
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$2.1M 0.03%
69,414
+4,150
+6% +$123K
RVT icon
444
Royce Value Trust
RVT
$2.21B
$2.1M 0.03%
141,469
+6,232
+5% +$90.8K
AOD
445
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$2.09M 0.03%
260,350
-6,050
-2% -$48.5K
RDS.B
446
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.09M 0.03%
30,331
+14,597
+93% +$996K
NGD
447
DELISTED
New Gold Inc
NGD
$2.08M 0.03%
+347,208
New +$2.36M
BSV icon
448
Vanguard Short-Term Bond ETF
BSV
$44.7B
$2.07M 0.03%
25,755
-183,065
-88% -$14.7M
FNX icon
449
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$2.07M 0.03%
45,108
+18,826
+72% +$842K
BND icon
450
Vanguard Total Bond Market
BND
$157B
$2.06M 0.03%
25,492
+1,387
+6% +$112K
16 17
18
19 20

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QCM
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KCA
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.