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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
376
Chubb
CB
$135B
$2.79M 0.05%
29,769
+1,991
+7% +$182K
XLK icon
377
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2.78M 0.05%
173,672
-28,250
-14% -$450K
AA icon
378
Alcoa
AA
$11.9B
$2.78M 0.05%
142,508
-80,679
-36% -$1.56M
DDD icon
379
3D Systems Corp
DDD
$431M
$2.78M 0.05%
51,494
+20,347
+65% +$1.01M
AEP icon
380
American Electric Power
AEP
$69.6B
$2.77M 0.05%
63,992
+4,563
+8% +$203K
IJR icon
381
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.76M 0.05%
55,404
+7,862
+17% +$380K
PDP icon
382
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$2.71M 0.04%
80,177
-8,033
-9% -$264K
FYX icon
383
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$2.71M 0.04%
61,749
+23,723
+62% +$1M
CYS
384
DELISTED
CYS Investments Inc.
CYS
$2.69M 0.04%
331,241
+44,938
+16% +$363K
BSJH
385
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$2.69M 0.04%
100,874
+14,404
+17% +$383K
WMB icon
386
Williams Companies
WMB
$87.5B
$2.67M 0.04%
73,472
-83,050
-53% -$2.91M
PSX icon
387
Phillips 66
PSX
$84.9B
$2.67M 0.04%
46,174
-4,997
-10% -$290K
AMAT icon
388
Applied Materials
AMAT
$403B
$2.66M 0.04%
151,722
-40,582
-21% -$648K
DHS icon
389
WisdomTree US High Dividend Fund
DHS
$1.56B
$2.65M 0.04%
51,098
+7,769
+18% +$408K
VLO icon
390
Valero Energy
VLO
$90.1B
$2.65M 0.04%
77,622
-39,685
-34% -$1.4M
IVV icon
391
iShares Core S&P 500 ETF
IVV
$878B
$2.62M 0.04%
15,485
-10,117
-40% -$1.71M
WT icon
392
WisdomTree
WT
$2.96B
$2.61M 0.04%
+224,898
New +$2.72M
FAST icon
393
Fastenal
FAST
$54.7B
$2.6M 0.04%
207,164
+19,480
+10% +$231K
OPEN
394
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$2.59M 0.04%
37,079
+707
+2% +$49.4K
FEX icon
395
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$2.59M 0.04%
68,995
+19,007
+38% +$703K
BSJG
396
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.58M 0.04%
96,898
+14,666
+18% +$388K
ABB
397
DELISTED
ABB Ltd
ABB
$2.57M 0.04%
108,768
+35,350
+48% +$797K
BSJE
398
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$2.57M 0.04%
96,127
+3,854
+4% +$102K
MPC icon
399
Marathon Petroleum
MPC
$92.4B
$2.56M 0.04%
79,604
-9,252
-10% -$325K
LKQ icon
400
LKQ Corp
LKQ
$5.68B
$2.56M 0.04%
80,179
+815
+1% +$23.5K
14 15
16
17 18

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.