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Stifel Nicolaus & Co’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Stifel Nicolaus & Co’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$2.71M Buy
61,749
+23,723
+62% +$1M 0.04% 384
2013
Q2 		$1.5M Buy
+38,026
New +$1.47M 0.03% 506

Other funds holding FYX

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

Stifel Nicolaus & Co's FYX Position: Q3 2013 in Review

Stifel Nicolaus & Co increased its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 62% in Q3 2013, buying an estimated $1M and bringing the position to 61,749 shares worth $2.71M. The position accounts for 0.04% of the portfolio, ranked #384.

Stifel Nicolaus & Co first reported a position in FYX in Q2 2013 and has held it in 2 quarters since. 42 funds tracked by Wall St. Rank hold FYX as of Q3 2013.

  • Stifel Nicolaus & Co held 61,749 shares of First Trust Small Cap Core AlphaDEX Fund worth $2.71M as of Q3 2013.
  • Stifel Nicolaus & Co bought 23,723 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2013, an estimated $1M.
  • First Trust Small Cap Core AlphaDEX Fund made up 0.04% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #384 holding.
  • Stifel Nicolaus & Co first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and has held it in 2 quarters since.
  • 42 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.