Stifel Nicolaus & Co’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q3	$2.71M	Buy	61,749 +23,723	+62%	+$1.04M	0.04%	383
2013 Q2	$1.5M	Buy	+38,026	New	+$1.5M	0.03%	505