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First Trust Small Cap Core AlphaDEX Fund

39 hedge funds and large institutions have $138M invested in First Trust Small Cap Core AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 39 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

57.5% more ownership

Funds ownership: 0%57.5% (+57%)

Holders
39
Holders Change
+39
Holders Change %
% of All Funds
1.27%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
39
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$29.5M +$28.9M +745,265 New
Morgan Stanley
2
Morgan Stanley
New York
$20.2M +$19.8M +512,074 New
U
3
UBS
Switzerland
$13.8M +$13.5M +348,298 New
RJA
4
Raymond James & Associates
Florida
$11.5M +$11.3M +290,755 New
Bank of America
5
Bank of America
North Carolina
$11M +$10.7M +277,321 New
LPL Financial
6
LPL Financial
California
$9.69M +$9.49M +245,168 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.15M +$6.02M +155,567 New
B
8
Baird
Wisconsin
$5.08M +$4.97M +128,418 New
First Trust Advisors
9
First Trust Advisors
Illinois
$4.48M +$4.39M +113,263 New
HFS
10
HL Financial Services
Kentucky
$3.89M +$3.81M +98,454 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.82M +$2.76M +71,256 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$2.61M +$2.56M +66,121 New
Ameriprise
13
Ameriprise
Minnesota
$2.19M +$2.16M +55,739 New
JP Morgan Chase
14
JP Morgan Chase
New York
$1.84M +$1.8M +46,616 New
KCG
15
Knight Capital Group
$1.71M +$1.68M +43,274 New
DADC
16
D.A. Davidson & Co
Montana
$1.7M +$1.66M +42,985 New
SNC
17
Stifel Nicolaus & Co
Missouri
$1.5M +$1.47M +38,026 New
Deutsche Bank
18
Deutsche Bank
Germany
$1.23M +$1.21M +31,165 New
CA
19
Cetera Advisors
Colorado
$1.17M +$1.14M +29,479 New
VFS
20
VSR Financial Services
Kansas
$1.06M +$1.04M +26,920 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$573K +$561K +14,491 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$422K +$414K +10,686 New
CS
23
Comerica Securities
Michigan
$362K +$354K +9,154 New
PGFC
24
Peapack-Gladstone Financial Corp
New Jersey
$356K +$348K +9,000 New
UR
25
USCA RIA
Texas
$339K +$332K +8,587 New

FYX Hedge Fund Activity: Q2 2013 in Review

39 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2013, worth a combined $138M.

Buyers outnumbered sellers: 39 funds opened new FYX positions and 0 closed out — a net gain of 39 holders — while 0 added to existing stakes and 0 trimmed.

  • 39 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $138M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2013.
  • 39 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2013 and 0 closed out, a net change of +39 holders.

Based on aggregated 13F filings for Q2 2013.