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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

39 hedge funds and large institutions have $138M invested in First Trust Small Cap Core AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 39 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
39
Holders Change
+39
Holders Change %
–
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
39
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$29.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$20.2M
3
U
3
UBS
Switzerland
$13.8M
4
RJA
4
Raymond James & Associates
Florida
$11.5M
5
Bank of America
5
Bank of America
North Carolina
$11M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$29.5M 745,265 +745,265 New
Morgan Stanley
2
Morgan Stanley
New York
$20.2M 512,074 +512,074 New
U
3
UBS
Switzerland
$13.8M 348,298 +348,298 New
RJA
4
Raymond James & Associates
Florida
$11.5M 290,755 +290,755 New
Bank of America
5
Bank of America
North Carolina
$11M 277,321 +277,321 New
LPL Financial
6
LPL Financial
California
$9.69M 245,168 +245,168 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.15M 155,567 +155,567 New
B
8
Baird
Wisconsin
$5.08M 128,418 +128,418 New
First Trust Advisors
9
First Trust Advisors
Illinois
$4.48M 113,263 +113,263 New
HFS
10
HL Financial Services
Kentucky
$3.89M 98,454 +98,454 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.82M 71,256 +71,256 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$2.61M 66,121 +66,121 New
Ameriprise
13
Ameriprise
Minnesota
$2.19M 55,739 +55,739 New
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$1.84M 46,616 +46,616 New
KCG
15
Knight Capital Group
$1.71M 43,274 +43,274 New
DADC
16
D.A. Davidson & Co
Montana
$1.7M 42,985 +42,985 New
SNC
17
Stifel Nicolaus & Co
Missouri
$1.5M 38,026 +38,026 New
Deutsche Bank
18
Deutsche Bank
Germany
$1.23M 31,165 +31,165 New
CA
19
Cetera Advisors
Colorado
$1.17M 29,479 +29,479 New
VFS
20
VSR Financial Services
Kansas
$1.06M 26,920 +26,920 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$573K 14,491 +14,491 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$422K 10,686 +10,686 New
CS
23
Comerica Securities
Michigan
$362K 9,154 +9,154 New
PGFC
24
Peapack-Gladstone Financial Corp
New Jersey
$356K 9,000 +9,000 New
UR
25
USCA RIA
Texas
$339K 8,587 +8,587 New
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