First Trust Small Cap Core AlphaDEX Fund
128 hedge funds and large institutions have $491M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 52 increasing their positions, 35 reducing their positions, and 15 closing their positions.
53% more first-time investments, than exits
New positions opened: 23 | Existing positions closed: 15
49% more repeat investments, than reductions
Existing positions increased: 52 | Existing positions reduced: 35
7% more capital invested
Capital invested by funds: $459M → $491M (+$32.2M)
5% more funds holding
Funds holding: 122 → 128 (+6)
0.41% less ownership
Funds ownership: 63.37% → 62.97% (-0.41%)
20% less funds holding in top 10
Funds holding in top 10: 5 → 4 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$4.91M |
| 2 |
FTUS
Flow Traders U.S.
New York
|
+$1.82M |
| 3 |
BAM
Belpointe Asset Management
Reno,
Nevada
|
+$1.75M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.67M |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$1.44M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$12.5M |
| 2 |
WWM
Western Wealth Management
Golden,
Colorado
|
-$5.98M |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
-$1.73M |
| 4 |
RGF
Retirement Guys Formula
Maumee,
Ohio
|
-$1.47M |
| 5 |
AWAG
ARS Wealth Advisors Group
St. Petersburg,
Florida
|
-$1.32M |
FYX Hedge Fund Activity: Q4 2022 in Review
128 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2022, worth a combined $491M — up 7% from $459M a quarter earlier.
Buyers outnumbered sellers: 23 funds opened new FYX positions and 15 closed out — a net gain of 8 holders — while 52 added to existing stakes and 35 trimmed.
The largest buyer was LPL Financial, adding an estimated $4.91M. The largest seller was Bank of America, cutting an estimated $12.5M.
- 128 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2022, up from 122 in Q3 2022.
- Funds reported $491M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2022, up 7% quarter-over-quarter.
- 23 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2022 and 15 closed out, a net change of +8 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2022 was LPL Financial, an estimated $4.91M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2022 was Bank of America, an estimated $12.5M sold.
Based on aggregated 13F filings for Q4 2022.