First Trust Small Cap Core AlphaDEX Fund
81 hedge funds and large institutions have $199M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 40 reducing their positions, and 14 closing their positions.
12% more capital invested
Capital invested by funds: $177M → $199M (+$21.2M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
4.08% less ownership
Funds ownership: 53.51% → 49.43% (-4.1%)
8% less funds holding
Funds holding: 88 → 81 (-7)
36% less first-time investments, than exits
New positions opened: 9 | Existing positions closed: 14
48% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 40
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$3.83M |
| 2 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
+$3.08M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$2.15M |
| 4 |
Morgan Stanley
New York
|
+$2.07M |
| 5 |
OAM
Occidental Asset Management
Burlingame,
California
|
+$1.54M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$7.53M |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$6.74M |
| 3 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$4.58M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$4.09M |
| 5 |
Baird Financial Group
Milwaukee,
Wisconsin
|
-$2.94M |
FYX Hedge Fund Activity: Q2 2020 in Review
81 of the 4,888 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2020, worth a combined $199M — up 12% from $177M a quarter earlier.
Sellers outnumbered buyers: 14 funds closed out of FYX and 9 opened new positions — a net loss of 5 holders — while 40 trimmed existing stakes and 21 added.
The largest buyer was Janney Montgomery Scott, adding an estimated $3.83M. The largest seller was Wells Fargo, cutting an estimated $7.53M.
- 81 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2020, down from 88 in Q1 2020.
- Funds reported $199M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2020, up 12% quarter-over-quarter.
- 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2020 and 14 closed out, a net change of -5 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2020 was Janney Montgomery Scott, an estimated $3.83M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2020 was Wells Fargo, an estimated $7.53M sold.
Based on aggregated 13F filings for Q2 2020.