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First Trust Small Cap Core AlphaDEX Fund

81 hedge funds and large institutions have $199M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 40 reducing their positions, and 14 closing their positions.

Holders
81
Holders Change
-7
Holders Change %
-7.95%
% of All Funds
1.66%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
21
Reduced
40
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$30M 551,802 -152,999 -22%
Morgan Stanley
2
Morgan Stanley
New York
$20.7M 381,813 +41,983 +12%
UBS Group
3
UBS Group
Switzerland
$20.6M 379,811 -59,025 -13%
RJA
4
Raymond James & Associates
Florida
$14.6M 269,048 +43,700 +19%
HAFS
5
Hapanowicz & Associates Financial Services
Pennsylvania
$12M 220,709 -28,833 -12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11.6M 213,997 -5,233 -2%
LPL Financial
7
LPL Financial
California
$9.88M 181,993 -27,945 -13%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$7.71M 142,075 -136,969 -49%
Bank of America
9
Bank of America
North Carolina
$6.43M 118,357 -1,151 -1%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$6.11M 112,481 +77,868 +225%
FWM
11
Frontier Wealth Management
Missouri
$4.14M 76,201 -1,350 -2%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$4.08M 75,221 -59,661 -44%
Osaic Holdings
13
Osaic Holdings
Arizona
$3.78M 69,601 -10,941 -14%
RIA
14
Regal Investment Advisors
Michigan
$3.39M 62,498 +62,498 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.78M 51,125 -49,956 -49%
HWM
16
Holloway Wealth Management
Florida
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.43M 44,796 -2,474 -5%
IA
18
IFG Advisory
Georgia
$2.27M 41,781 +10,164 +32%
PNC
19
Park National Corp
Ohio
$2.14M 39,432 +1,680 +4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.77M 32,516 -574 -2%
CPIG
21
Chicago Partners Investment Group
Illinois
$1.71M 30,362 +4,689 +18%
OAM
22
Occidental Asset Management
California
$1.7M 31,242 +31,242 New
Citadel Advisors
23
Citadel Advisors
Florida
$1.61M 29,675 -83,008 -74%
UR
24
USCA RIA
Texas
$1.41M 25,941 +450 +2%
TRCT
25
Tower Research Capital (TRC)
New York
$1.37M 25,197 -10,823 -30%