First Trust Small Cap Core AlphaDEX Fund
134 hedge funds and large institutions have $630M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 10 closing their positions.
180% more first-time investments, than exits
New positions opened: 28 | Existing positions closed: 10
25% more funds holding in top 10
Funds holding in top 10: 4 → 5 (+1)
15% more funds holding
Funds holding: 117 → 134 (+17)
10% more capital invested
Capital invested by funds: $573M → $630M (+$57.4M)
2.11% more ownership
Funds ownership: 61.19% → 63.29% (+2.1%)
8% more repeat investments, than reductions
Existing positions increased: 43 | Existing positions reduced: 40
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$5.1M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$4.88M |
| 3 |
BCM
Breiter Capital Management
Bradenton,
Florida
|
+$3.61M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$3.5M |
| 5 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$2.83M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
-$7.23M |
| 2 |
SMF
Sterling Manor Financial
Saratoga Springs,
New York
|
-$6.71M |
| 3 |
Morgan Stanley
New York
|
-$5.51M |
| 4 |
FTUS
Flow Traders U.S.
New York
|
-$4.16M |
| 5 |
LA
LexAurum Advisors
Overland Park,
Kansas
|
-$3.27M |
FYX Hedge Fund Activity: Q4 2021 in Review
134 of the 6,518 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2021, worth a combined $630M — up 10% from $573M a quarter earlier.
Buyers outnumbered sellers: 28 funds opened new FYX positions and 10 closed out — a net gain of 18 holders — while 43 added to existing stakes and 40 trimmed.
The largest buyer was LPL Financial, adding an estimated $5.1M. The largest seller was First Trust Advisors, cutting an estimated $7.23M.
- 134 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2021, up from 117 in Q3 2021.
- Funds reported $630M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2021, up 10% quarter-over-quarter.
- 28 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2021 and 10 closed out, a net change of +18 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2021 was LPL Financial, an estimated $5.1M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2021 was First Trust Advisors, an estimated $7.23M sold.
Based on aggregated 13F filings for Q4 2021.