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First Trust Small Cap Core AlphaDEX Fund

128 hedge funds and large institutions have $492M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 46 increasing their positions, 41 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

12% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 41

2% more funds holding

Funds holding: 126128 (+2)

0.16% less ownership

Funds ownership: 64.26%64.1% (-0.16%)

16% less capital invested

Capital invested by funds: $584M → $492M (-$92.6M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
128
Holders Change
+2
Holders Change %
+1.59%
% of All Funds
2.16%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
14
Increased
46
Reduced
41
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$66.6M +$4.72M +56,373 +7%
Bank of America
2
Bank of America
North Carolina
$59.1M -$294K -3,516 -0.5%
Wells Fargo
3
Wells Fargo
California
$50.2M -$8.55M -102,154 -13%
LPL Financial
4
LPL Financial
California
$48.6M +$6.85M +81,885 +15%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$35M -$620K -7,401 -2%
UBS Group
6
UBS Group
Switzerland
$16M -$181K -2,163 -1%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$15.5M +$962K +11,488 +6%
RJA
8
Raymond James & Associates
Florida
$14.1M -$32.6K -390 -0.2%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$12.3M +$52.1K +622 +0.4%
WWM
10
Western Wealth Management
Colorado
$11.7M -$262K -3,128 -2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$11.5M +$2.77M +33,139 +28%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$7.58M -$834K -9,959 -9%
Osaic Holdings
13
Osaic Holdings
Arizona
$6.92M +$1.15M +13,680 +18%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$6.38M +$453K +5,415 +7%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$5.87M -$494K -5,904 -7%
WP
16
WealthSource Partners
California
$5.74M +$793K +9,469 +14%
PAG
17
Private Advisor Group
New Jersey
$5.52M -$236K -2,818 -4%
KAS
18
Kestra Advisory Services
Texas
$5.23M -$5.18M -61,847 -48%
RIA
19
Regal Investment Advisors
Michigan
$5.23M +$269K +3,218 +5%
SWAG
20
Spectrum Wealth Advisory Group
California
$5.22M +$217K +2,592 +4%
DADC
21
D.A. Davidson & Co
Montana
$5.06M +$1.61M +19,200 +41%
AWAG
22
ARS Wealth Advisors Group
Florida
$4.68M +$5.11M +61,019 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$4.39M -$136K -1,623 -3%
AWM
24
Avaii Wealth Management
Wisconsin
$4.29M +$174K +2,080 +4%
CPIG
25
Chicago Partners Investment Group
Illinois
$4.18M +$295K +3,522 +8%

FYX Hedge Fund Activity: Q2 2022 in Review

128 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2022, worth a combined $492M — down 16% from $584M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FYX positions and 11 closed out — a net gain of 3 holders — while 46 added to existing stakes and 41 trimmed.

The largest buyer was LPL Financial, adding an estimated $6.85M. The largest seller was Wells Fargo, cutting an estimated $8.55M.

  • 128 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2022, up from 126 in Q1 2022.
  • Funds reported $492M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2022, down 16% quarter-over-quarter.
  • 14 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2022 and 11 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2022 was LPL Financial, an estimated $6.85M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2022 was Wells Fargo, an estimated $8.55M sold.

Based on aggregated 13F filings for Q2 2022.