First Trust Small Cap Core AlphaDEX Fund
70 hedge funds and large institutions have $215M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 33 reducing their positions, and 6 closing their positions.
67% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 6
10% more capital invested
Capital invested by funds: $196M → $215M (+$18.9M)
0.6% more ownership
Funds ownership: 44.62% → 45.22% (+0.6%)
0% more funds holding
Funds holding: 70 → 70 (0)
36% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 33
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$7.34M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$5.09M |
| 3 |
SG Americas Securities
New York
|
+$2.96M |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$2.42M |
| 5 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$909K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Envestnet Asset Management
Chicago,
Illinois
|
-$3.66M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$2.32M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.98M |
| 4 |
Jane Street
New York
|
-$1.77M |
| 5 |
AIM
Astor Investment Management
Chicago,
Illinois
|
-$1.69M |
FYX Hedge Fund Activity: Q3 2016 in Review
70 of the 3,759 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2016, worth a combined $215M — up 9.6% from $196M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new FYX positions and 6 closed out — a net gain of 4 holders — while 21 added to existing stakes and 33 trimmed.
The largest buyer was Wells Fargo, adding an estimated $7.34M. The largest seller was Envestnet Asset Management, cutting an estimated $3.66M.
- 70 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2016, unchanged from Q2 2016.
- Funds reported $215M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2016, up 9.6% quarter-over-quarter.
- 10 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2016 and 6 closed out, a net change of +4 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2016 was Wells Fargo, an estimated $7.34M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2016 was Envestnet Asset Management, an estimated $3.66M sold.
Based on aggregated 13F filings for Q3 2016.