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First Trust Small Cap Core AlphaDEX Fund

69 hedge funds and large institutions have $215M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 32 reducing their positions, and 6 closing their positions.

Holders
69
Holders Change
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
21
Reduced
32
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$56.2M 1,128,150 +150,549 +15%
Morgan Stanley
2
Morgan Stanley
New York
$29.4M 589,696 -2,380 -0.4%
UBS Group
3
UBS Group
Switzerland
$26.3M 528,402 -5,683 -1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$10.7M 214,103 +2,943 +1%
AIM
5
Astor Investment Management
Illinois
$8.14M 163,417 -34,574 -17%
RJA
6
Raymond James & Associates
Florida
$8.09M 162,366 +104,329 +180%
LPL Financial
7
LPL Financial
California
$7.19M 145,550 -16,381 -10%
Bank of America
8
Bank of America
North Carolina
$5.83M 117,049 +13,493 +13%
Ameriprise
9
Ameriprise
Minnesota
$4.89M 98,106 -9,356 -9%
SG Americas Securities
10
SG Americas Securities
New York
$4.5M 90,417 +60,667 +204%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$4.41M 88,582 -7,730 -8%
Goldman Sachs
12
Goldman Sachs
New York
$4.25M 85,378 +71 +0.1%
HFS
13
HL Financial Services
Kentucky
$4.19M 84,104 -486 -0.6%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3.96M 79,470 -31,272 -28%
Stifel Financial
15
Stifel Financial
Missouri
$3.61M 72,718 +4,145 +6%
ACM
16
Aviance Capital Management
Florida
$2.81M 56,434 -23,542 -29%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$2.48M 49,682 +49,682 New
CAN
18
Cetera Advisor Networks
California
$2.01M 40,248 +18,632 +86%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.75M 35,139 -40,631 -54%
FAAS
20
First Allied Advisory Services
California
$1.48M 29,717 +3,385 +13%
ICOA
21
Investment Centers of America
North Dakota
$1.44M 29,021 +594 +2%
SI
22
Stephens Inc
Arkansas
$1.31M 26,355 +15,962 +154%
PNC
23
Park National Corp
Ohio
$1.12M 22,554 -1,440 -6%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.12M 22,450 -75,038 -77%
CCA
25
Clearwater Capital Advisors
Illinois
$1.11M 22,510 -607 -3%