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First Trust Small Cap Core AlphaDEX Fund

158 hedge funds and large institutions have $558M invested in First Trust Small Cap Core AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 50 increasing their positions, 55 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.13% less ownership

Funds ownership: 67.51%67.38% (-0.13%)

9% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 55

5% less funds holding

Funds holding: 167158 (-9)

13% less capital invested

Capital invested by funds: $641M → $558M (-$82.9M)

29% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 17

Holders
158
Holders Change
-9
Holders Change %
-5.39%
% of All Funds
2.12%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
12
Increased
50
Reduced
55
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$69.2M -$3.46M -35,268 -4%
Wells Fargo
2
Wells Fargo
California
$56.7M -$1.12M -11,379 -2%
LPL Financial
3
LPL Financial
California
$54.3M +$808K +8,238 +1%
Bank of America
4
Bank of America
North Carolina
$40.1M +$1.7M +17,380 +4%
Raymond James Financial
5
Raymond James Financial
Florida
$39.9M -$105K -1,069 -0.2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$34M -$115K -1,175 -0.3%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$22.6M -$2.41M -24,600 -9%
UBS Group
8
UBS Group
Switzerland
$18.3M -$302K -3,084 -1%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$12.8M +$2.37M +24,170 +20%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$12.6M +$4.12M +42,061 +43%
JP Morgan Chase
11
JP Morgan Chase
New York
$12.1M +$486K +4,958 +4%
MLRA
12
Main Line Retirement Advisors
Montana
$10.2M +$62.4K +637 +0.6%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$7.99M +$69.1K +705 +0.8%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$7.59M +$202K +2,061 +3%
HAFS
15
Hapanowicz & Associates Financial Services
Pennsylvania
$6.33M -$17.4M -177,900 -72%
CPIG
16
Chicago Partners Investment Group
Illinois
$6.21M +$69.9K +713 +1%
KAS
17
Kestra Advisory Services
Texas
$5.71M -$152K -1,550 -2%
GWM
18
Geneos Wealth Management
Colorado
$5.59M +$4.48M +45,705 +281%
WAAG
19
Wealth Alliance Advisory Group
Kansas
$5.39M -$6.33M -64,534 -52%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$5.38M +$4.31M +43,988 +281%
GCA
21
Genesee Capital Advisors
New York
$5.28M -$287K -2,924 -5%
Osaic Holdings
22
Osaic Holdings
Arizona
$5.08M -$859K -8,761 -13%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$5.06M +$241K +2,460 +5%
VAS
24
Vestmark Advisory Solutions
Massachusetts
$4.84M -$479K -4,890 -8%
Citadel Advisors
25
Citadel Advisors
Florida
$4.4M +$4.79M +48,871 New

FYX Hedge Fund Activity: Q1 2025 in Review

158 of the 7,459 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2025, worth a combined $558M — down 13% from $641M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FYX and 12 opened new positions — a net loss of 5 holders — while 55 trimmed existing stakes and 50 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $4.79M. The largest seller was Hapanowicz & Associates Financial Services, cutting an estimated $17.4M.

  • 158 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2025, down from 167 in Q4 2024.
  • Funds reported $558M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2025, down 13% quarter-over-quarter.
  • 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2025 and 17 closed out, a net change of -5 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2025 was Citadel Advisors, an estimated $4.79M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2025 was Hapanowicz & Associates Financial Services, an estimated $17.4M sold.

Based on aggregated 13F filings for Q1 2025.