Independent Advisor Alliance’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Independent Advisor Alliance’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.07M	Buy	+8,933	New	+$1.08M	0.01%	802
2025 Q1	–	Sell	-36,332	Closed	-$3.67M	–	1019
2024 Q4	$3.67M	Buy	+36,332	New	+$3.75M	0.05%	345
2020 Q1	–	Sell	-5,964	Closed	-$387K	–	570
2019 Q4	$387K	Buy	+5,964	New	+$371K	0.02%	603
2017 Q2	–	Sell	-6,380	Closed	-$337K	–	294
2017 Q1	$337K	Buy	+6,380	New	+$346K	0.05%	282

Other funds holding FYX

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Independent Advisor Alliance's FYX Position: Q1 2026 in Review

Independent Advisor Alliance opened a new position in First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2026: 8,933 shares worth $1.07M. The stake represents 0.01% of the portfolio and ranks #802 among its holdings. This is a return to the name: Independent Advisor Alliance previously reported a position in FYX as recently as Q4 2024.

Independent Advisor Alliance first reported a position in FYX in Q1 2017 and has held it in 4 quarters since. The position peaked at $3.67M in Q4 2024. 181 funds tracked by Wall St. Rank hold FYX as of Q1 2026.

Independent Advisor Alliance held 8,933 shares of First Trust Small Cap Core AlphaDEX Fund worth $1.07M as of Q1 2026.
First Trust Small Cap Core AlphaDEX Fund was a new Independent Advisor Alliance position in Q1 2026.
First Trust Small Cap Core AlphaDEX Fund made up 0.01% of Independent Advisor Alliance's portfolio in Q1 2026, its #802 holding.
Independent Advisor Alliance first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2017 and has held it in 4 quarters since.
Independent Advisor Alliance's First Trust Small Cap Core AlphaDEX Fund position peaked at $3.67M in Q4 2024.
181 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2026.

Based on Independent Advisor Alliance's 13F filing for Q1 2026, filed 12 May 2026.