Independent Advisor Alliance’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Independent Advisor Alliance’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-8,933	Closed	-$1.07M	–	1276
2026 Q1	$1.07M	Buy	+8,933	New	+$1.08M	0.01%	802
2025 Q1	–	Sell	-36,332	Closed	-$3.67M	–	1019
2024 Q4	$3.67M	Buy	+36,332	New	+$3.75M	0.05%	345
2020 Q1	–	Sell	-5,964	Closed	-$387K	–	570
2019 Q4	$387K	Buy	+5,964	New	+$371K	0.02%	603
2017 Q2	–	Sell	-6,380	Closed	-$337K	–	294
2017 Q1	$337K	Buy	+6,380	New	+$346K	0.05%	282

Other funds holding FYX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

GCA

Genesee Capital Advisors Auburn, New York $317M AUM 35.41% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Independent Advisor Alliance's FYX Position: Q2 2026 in Review

Independent Advisor Alliance sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2026, closing a stake of 8,933 shares — an estimated $1.07M sold.

Independent Advisor Alliance first reported a position in FYX in Q1 2017 and held it in 4 quarters. The position peaked at $3.67M in Q4 2024. 204 funds tracked by Wall St. Rank hold FYX as of Q2 2026.

Independent Advisor Alliance reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q2 2026 after selling out during the quarter.
Independent Advisor Alliance sold 8,933 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2026, an estimated $1.07M.
Independent Advisor Alliance first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2017 and held it in 4 quarters.
Independent Advisor Alliance's First Trust Small Cap Core AlphaDEX Fund position peaked at $3.67M in Q4 2024.
204 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2026.

Based on Independent Advisor Alliance's 13F filing for Q2 2026, filed 12 Aug 2026.