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First Trust Small Cap Core AlphaDEX Fund

78 hedge funds and large institutions have $263M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 39 increasing their positions, 21 reducing their positions, and 5 closing their positions.

Holders
78
Holders Change
+3
Holders Change %
+4%
% of All Funds
1.94%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
9
Increased
39
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$58.9M 1,082,139 -308,921 -22%
Morgan Stanley
2
Morgan Stanley
New York
$42.3M 777,772 -56,018 -7%
UBS Group
3
UBS Group
Switzerland
$18.7M 343,225 -96,877 -22%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$12.1M 222,137 -25,483 -10%
RJA
5
Raymond James & Associates
Florida
$10.5M 192,073 -94,562 -33%
LPL Financial
6
LPL Financial
California
$10.1M 189,257 +5,658 +3%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$8.7M 164,699 +1,252 +0.8%
PFA
8
Pinnacle Family Advisors
Missouri
$8.68M 159,474 +46,101 +41%
Bank of America
9
Bank of America
North Carolina
$7.62M 140,006 +20,728 +17%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.41M 136,075 +12,951 +11%
Citadel Advisors
11
Citadel Advisors
Florida
$5.87M 107,848 +107,848 New
Baird Financial Group
12
Baird Financial Group
Wisconsin
$5.49M 100,883 +13,105 +15%
Ameriprise
13
Ameriprise
Minnesota
$5.46M 100,388 +8,190 +9%
LPT
14
Legacy Private Trust
Wisconsin
$5.35M 98,283 +27,878 +40%
HFS
15
HL Financial Services
Kentucky
$4.3M 78,937 -1,002 -1%
Stifel Financial
16
Stifel Financial
Missouri
$4.08M 75,025 +912 +1%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$3.77M 69,248 -16,803 -20%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.3M 60,708 +4,201 +7%
Jane Street
19
Jane Street
New York
$3.28M 60,343 +60,343 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.33M 42,842 +39,003 +1,016%
RIA
21
Regal Investment Advisors
Michigan
$2.26M 41,431 +14,079 +51%
ICOA
22
Investment Centers of America
North Dakota
$1.78M 32,711 +2,659 +9%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.67M 30,702 +5,306 +21%
WI
24
Wintrust Investments
Illinois
$1.52M 27,846 +4,376 +19%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$1.49M 27,488 +2,830 +11%