Astor Investment Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Astor Investment Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-133,367	Closed	-$7.18M	–	39
2016 Q4	$7.18M	Sell	133,367 -30,050	-18%	-$1.53M	1.39%	25
2016 Q3	$8.14M	Sell	163,417 -34,574	-17%	-$1.69M	1.54%	20
2016 Q2	$9.11M	Sell	197,991 -28,226	-12%	-$1.28M	1.64%	21
2016 Q1	$10.2M	Sell	226,217 -303,537	-57%	-$12.6M	1.74%	20
2015 Q4	$23.4M	Sell	529,754 -72,334	-12%	-$3.31M	3.66%	10
2015 Q3	$26.3M	Buy	602,088 +57,516	+11%	+$2.7M	4.02%	11
2015 Q2	$27.2M	Buy	544,572 +68,843	+14%	+$3.48M	3.87%	12
2015 Q1	$24.1M	Buy	475,729 +96,996	+26%	+$4.76M	3.65%	7
2014 Q4	$18.6M	Buy	378,733 +77,558	+26%	+$3.63M	3.05%	12
2014 Q3	$13.5M	Buy	301,175 +86,943	+41%	+$4.11M	2.59%	16
2014 Q2	$10.5M	Buy	214,232 +192,036	+865%	+$9.1M	2.12%	18
2014 Q1	$1.08M	Buy	+22,196	New	+$1.06M	0.34%	22

Other funds holding FYX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $321M AUM 18.23% 1-Year Est. Return

PFA

Pinnacle Family Advisors Springfield, Missouri $238M AUM 28.94% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Astor Investment Management's FYX Position: Q1 2017 in Review

Astor Investment Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2017, closing a stake of 133,367 shares — an estimated $7.18M sold.

Astor Investment Management first reported a position in FYX in Q1 2014 and held it in 12 quarters. The position peaked at $27.2M in Q2 2015. 78 funds tracked by Wall St. Rank hold FYX as of Q1 2017.

Astor Investment Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2017 after selling out during the quarter.
Astor Investment Management sold 133,367 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2017, an estimated $7.18M.
Astor Investment Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2014 and held it in 12 quarters.
Astor Investment Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $27.2M in Q2 2015.
78 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2017.

Based on Astor Investment Management's 13F filing for Q1 2017, filed 19 Apr 2017.