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First Trust Small Cap Core AlphaDEX Fund

69 hedge funds and large institutions have $196M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 30 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
+3
Holders Change %
+4.55%
% of All Funds
1.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
22
Reduced
30
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$45M -$5.97M -129,587 -12%
Morgan Stanley
2
Morgan Stanley
New York
$27.3M -$1.98M -43,055 -7%
UBS Group
3
UBS Group
Switzerland
$24.6M -$442K -9,592 -2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.72M +$40.5K +879 +0.4%
AIM
5
Astor Investment Management
Illinois
$9.11M -$1.3M -28,226 -12%
LPL Financial
6
LPL Financial
California
$7.42M -$10.2M -221,638 -58%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.1M -$8.9M -193,335 -64%
Ameriprise
8
Ameriprise
Minnesota
$4.95M +$2.13M +46,198 +75%
Bank of America
9
Bank of America
North Carolina
$4.77M -$261K -5,669 -5%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$4.49M -$110K -2,382 -2%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$4.47M -$6.01M -129,358 -57%
Goldman Sachs
12
Goldman Sachs
New York
$3.93M -$3.22K -70 -0.1%
HFS
13
HL Financial Services
Kentucky
$3.89M +$26K +564 +0.7%
ACM
14
Aviance Capital Management
Florida
$3.68M -$798K -17,343 -18%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$3.49M -$137K -2,982 -4%
Stifel Financial
16
Stifel Financial
Missouri
$3.16M -$331K -7,187 -9%
Citadel Advisors
17
Citadel Advisors
Florida
$2.95M +$2.49M +54,211 +545%
RJA
18
Raymond James & Associates
Florida
$2.67M -$603K -13,093 -18%
Jane Street
19
Jane Street
New York
$1.77M -$1.02M -22,237 -37%
SG Americas Securities
20
SG Americas Securities
New York
$1.37M +$1.22M +26,551 +830%
SG
21
Societe Generale
$1.37M +$1.37M +29,750 New
ICOA
22
Investment Centers of America
North Dakota
$1.31M -$363K -7,893 -22%
FAAS
23
First Allied Advisory Services
California
$1.22M +$231K +4,992 +23%
PNC
24
Park National Corp
Ohio
$1.1M -$24K -522 -2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.1M -$61.5K -1,336 -5%