First Trust Small Cap Core AlphaDEX Fund
70 hedge funds and large institutions have $196M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 31 reducing their positions, and 6 closing their positions.
67% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 6
44.62% more ownership
Funds ownership: 0% → 44.62% (+45%)
4% more funds holding
Funds holding: 67 → 70 (+3)
13% less capital invested
Capital invested by funds: $225M → $196M (-$28.6M)
29% less repeat investments, than reductions
Existing positions increased: 22 | Existing positions reduced: 31
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$2.46M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
+$2.1M |
| 3 |
SG Americas Securities
New York
|
+$1.2M |
| 4 |
SI
Stephens Inc
Little Rock,
Arkansas
|
+$472K |
| 5 |
FAAS
First Allied Advisory Services
San Diego,
California
|
+$227K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$10.1M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$8.77M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$5.88M |
| 4 |
Baird Financial Group
Milwaukee,
Wisconsin
|
-$5.87M |
| 5 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$2.2M |
FYX Hedge Fund Activity: Q2 2016 in Review
70 of the 3,756 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2016, worth a combined $196M — down 13% from $225M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new FYX positions and 6 closed out — a net gain of 4 holders — while 22 added to existing stakes and 31 trimmed.
The largest buyer was Citadel Advisors, adding an estimated $2.46M. The largest seller was LPL Financial, cutting an estimated $10.1M.
- 70 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2016, up from 67 in Q1 2016.
- Funds reported $196M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2016, down 13% quarter-over-quarter.
- 10 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2016 and 6 closed out, a net change of +4 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2016 was Citadel Advisors, an estimated $2.46M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2016 was LPL Financial, an estimated $10.1M sold.
Based on aggregated 13F filings for Q2 2016.