First Allied Advisory Services’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

First Allied Advisory Services’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.55M	Buy	26,837 +3,271	+14%	+$188K	0.05%	350
2020 Q2	$1.28M	Sell	23,566 -15,087	-39%	-$743K	0.05%	384
2020 Q1	$1.59M	Buy	38,653 +7,902	+26%	+$446K	0.07%	291
2019 Q4	$1.99M	Sell	30,751 -2,412	-7%	-$150K	0.07%	311
2019 Q3	$1.99M	Sell	33,163 -1,405	-4%	-$84.3K	0.07%	301
2019 Q2	$2.13M	Buy	34,568 +64	+0.2%	+$3.92K	0.07%	289
2019 Q1	$2.13M	Sell	34,504 -30,573	-47%	-$1.86M	0.07%	284
2018 Q4	$3.54M	Sell	65,077 -64,630	-50%	-$3.92M	0.14%	173
2018 Q3	$8.94M	Buy	129,707 +67,428	+108%	+$4.62M	0.31%	67
2018 Q2	$4.11M	Buy	62,279 +2,899	+5%	+$185K	0.16%	168
2018 Q1	$3.57M	Sell	59,380 -47,542	-44%	-$2.91M	0.14%	181
2017 Q4	$6.54M	Buy	106,922 +76,664	+253%	+$4.58M	0.26%	96
2017 Q3	$1.79M	Sell	30,258 -5,053	-14%	-$282K	0.08%	270
2017 Q2	$1.97M	Buy	35,311 +17,007	+93%	+$928K	0.09%	252
2017 Q1	$996K	Sell	18,304 -13,411	-42%	-$726K	0.05%	377
2016 Q4	$1.71M	Buy	31,715 +1,998	+7%	+$102K	0.09%	249
2016 Q3	$1.48M	Buy	29,717 +3,385	+13%	+$165K	0.08%	267
2016 Q2	$1.22M	Buy	26,332 +4,992	+23%	+$227K	0.07%	298
2016 Q1	$970K	Buy	21,340 +4,952	+30%	+$206K	0.05%	351
2015 Q4	$721K	Buy	16,388 +935	+6%	+$42.8K	0.04%	457
2015 Q3	$673K	Buy	15,453 +1,144	+8%	+$53.6K	0.04%	465
2015 Q2	$707K	Buy	14,309 +80	+0.6%	+$4.04K	0.03%	499
2015 Q1	$720K	Sell	14,229 -925	-6%	-$45.4K	0.05%	443
2014 Q4	$742K	Buy	15,154 +4,938	+48%	+$231K	0.05%	410
2014 Q3	$451K	Buy	10,216 +1,867	+22%	+$88.3K	0.04%	547
2014 Q2	$413K	Sell	8,349 -389	-4%	-$18.4K	0.03%	595
2014 Q1	$427K	Buy	8,738 +723	+9%	+$34.5K	0.03%	577
2013 Q4	$391K	Buy	8,015 +2,046	+34%	+$94.4K	0.03%	575
2013 Q3	$256K	Buy	+5,969	New	+$252K	0.01%	791

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $321M AUM 18.23% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Allied Advisory Services's FYX Position: Q3 2020 in Review

First Allied Advisory Services increased its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 14% in Q3 2020, buying an estimated $188K and bringing the position to 26,837 shares worth $1.55M. The position accounts for 0.05% of the portfolio, ranked #350.

First Allied Advisory Services first reported a position in FYX in Q3 2013 and has held it in 29 quarters since. The position peaked at $8.94M in Q3 2018. 82 funds tracked by Wall St. Rank hold FYX as of Q3 2020.

First Allied Advisory Services held 26,837 shares of First Trust Small Cap Core AlphaDEX Fund worth $1.55M as of Q3 2020.
First Allied Advisory Services bought 3,271 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2020, an estimated $188K.
First Trust Small Cap Core AlphaDEX Fund made up 0.05% of First Allied Advisory Services's portfolio in Q3 2020, its #350 holding.
First Allied Advisory Services first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2013 and has held it in 29 quarters since.
First Allied Advisory Services's First Trust Small Cap Core AlphaDEX Fund position peaked at $8.94M in Q3 2018.
82 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.