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First Trust Small Cap Core AlphaDEX Fund

42 hedge funds and large institutions have $186M invested in First Trust Small Cap Core AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
21
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$35.9M 818,949 +73,684 +10%
Morgan Stanley
2
Morgan Stanley
New York
$25.7M 587,174 +75,100 +15%
U
3
UBS
Switzerland
$17.9M 407,579 +59,281 +17%
RJA
4
Raymond James & Associates
Florida
$15.9M 362,701 +71,946 +25%
Bank of America
5
Bank of America
North Carolina
$13.8M 315,558 +38,237 +14%
LPL Financial
6
LPL Financial
California
$13.3M 296,329 +51,161 +21%
CAN
7
Cetera Advisor Networks
California
$11.8M 269,262 +269,262 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.44M 169,804 +14,237 +9%
BTS
9
BB&T Securities
Virginia
$6.24M 14,247 -6,996 -33%
B
10
Baird
Wisconsin
$5.72M 130,630 +2,212 +2%
HFS
11
HL Financial Services
Kentucky
$4.29M 97,852 -602 -0.6%
Deutsche Bank
12
Deutsche Bank
Germany
$4.18M 95,538 +64,373 +207%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$3.05M 69,640 +69,640 New
SNC
14
Stifel Nicolaus & Co
Missouri
$2.71M 61,749 +23,723 +62%
First Trust Advisors
15
First Trust Advisors
Illinois
$2.05M 46,798 -66,465 -59%
JPMorgan Chase & Co
16
JPMorgan Chase & Co
New York
$1.93M 44,065 -2,551 -5%
Ameriprise
17
Ameriprise
Minnesota
$1.88M 42,623 -13,116 -24%
DADC
18
D.A. Davidson & Co
Montana
$1.63M 37,136 -5,849 -14%
3AM
19
3D Asset Management
Connecticut
$1.31M 30,000 +30,000 New
CA
20
Cetera Advisors
Colorado
$1.3M 29,512 +33 +0.1%
VFS
21
VSR Financial Services
Kansas
$1.25M 28,625 +1,705 +6%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$696K 15,882 +5,196 +49%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$580K 13,232 -1,259 -9%
OC
24
Oppenheimer & Co
New York
$567K 12,944 +5,910 +84%
CS
25
Comerica Securities
Michigan
$527K 12,023 +2,869 +31%