First Trust Small Cap Core AlphaDEX Fund
42 hedge funds and large institutions have $180M invested in First Trust Small Cap Core AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 4 closing their positions.
110% more repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 10
100% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 4
30% more capital invested
Capital invested by funds: $139M → $180M (+$41.7M)
8% more funds holding
Funds holding: 39 → 42 (+3)
1.97% less ownership
Funds ownership: 57.5% → 55.53% (-2%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$11.4M |
| 2 |
Morgan Stanley
New York
|
+$3.18M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$3.12M |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$3.04M |
| 5 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$2.94M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$2.82M |
| 2 |
First Trust Advisors
Wheaton,
Illinois
|
-$2.81M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.61M |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
-$555K |
| 5 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$296K |
FYX Hedge Fund Activity: Q3 2013 in Review
42 of the 3,096 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2013, worth a combined $180M — up 30% from $139M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new FYX positions and 4 closed out — a net gain of 4 holders — while 21 added to existing stakes and 10 trimmed.
The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $11.4M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $2.82M sold.
- 42 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2013, up from 39 in Q2 2013.
- Funds reported $180M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2013, up 30% quarter-over-quarter.
- 8 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2013 and 4 closed out, a net change of +4 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2013 was Cetera Advisor Networks, an estimated $11.4M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $2.82M sold.
Based on aggregated 13F filings for Q3 2013.