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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

62 hedge funds and large institutions have $344M invested in First Trust Small Cap Core AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 4 closing their positions.

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.73%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
24
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$14.3M
2
ACM
2
Aviance Capital Management
Florida
$10.4M
3
Wells Fargo
3
Wells Fargo
California
$68.6M
4
AIM
4
Astor Investment Management
Illinois
$26.3M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$3.67M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$30.3M
2
Morgan Stanley
2
Morgan Stanley
New York
$61.5M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.69M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$7.2M
5
Jane Street
5
Jane Street
New York
$495K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$68.6M 1,568,753 +107,273 +7%
Morgan Stanley
2
Morgan Stanley
New York
$61.5M 1,406,315 -146,635 -9%
UBS Group
3
UBS Group
Switzerland
$30.3M 692,239 -292,544 -30%
AIM
4
Astor Investment Management
Illinois
$26.3M 602,088 +57,516 +11%
RJA
5
Raymond James & Associates
Florida
$22.6M 516,093 +2,954 +0.6%
LPL Financial
6
LPL Financial
California
$19.5M 430,176 -33,791 -7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$14.3M 326,653 +326,653 New
ACM
8
Aviance Capital Management
Florida
$10.4M 237,942 +237,942 New
Baird Financial Group
9
Baird Financial Group
Wisconsin
$10.1M 230,309 -2,280 -1%
AGA
10
Accuvest Global Advisors
Utah
$8.84M 202,020 +40,705 +25%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$8.69M 198,715 -80,114 -29%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$7.2M 164,615 -79,023 -32%
Bank of America
13
Bank of America
North Carolina
$6.8M 155,397 -12,827 -8%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$5.96M 136,174 -2,692 -2%
HFS
15
HL Financial Services
Kentucky
$5.28M 120,756 +1,695 +1%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$3.67M 83,931 +50,017 +147%
Stifel Financial
17
Stifel Financial
Missouri
$3.64M 83,136 -28,008 -25%
LPT
18
Legacy Private Trust
Wisconsin
$3.16M 72,198 -14,793 -17%
Goldman Sachs
19
Goldman Sachs
New York
$3.03M 69,222 +10,672 +18%
Ameriprise
20
Ameriprise
Minnesota
$2.42M 55,278 -17,628 -24%
Citadel Advisors
21
Citadel Advisors
Florida
$1.91M 43,653 +33,361 +324%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.51M 34,507 -22,801 -40%
ICOA
23
Investment Centers of America
North Dakota
$1.41M 32,204 -1,593 -5%
BTS
24
BB&T Securities
Virginia
$1.34M 30,546 -4,552 -13%
JPMorgan Chase & Co
25
JPMorgan Chase & Co
New York
$1.3M 29,640 -14,960 -34%
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