First Trust Small Cap Core AlphaDEX Fund
63 hedge funds and large institutions have $344M invested in First Trust Small Cap Core AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 22 reducing their positions, and 3 closing their positions.
200% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 3
7% more funds holding
Funds holding: 59 → 63 (+4)
3.3% more ownership
Funds ownership: 55.06% → 58.36% (+3.3%)
9% more repeat investments, than reductions
Existing positions increased: 24 | Existing positions reduced: 22
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
12% less capital invested
Capital invested by funds: $393M → $344M (-$49.1M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$15.3M |
| 2 |
ACM
Aviance Capital Management
Sarasota,
Florida
|
+$11.2M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$5.03M |
| 4 |
AIM
Astor Investment Management
Chicago,
Illinois
|
+$2.7M |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.35M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$13.7M |
| 2 |
Morgan Stanley
New York
|
-$6.88M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$3.76M |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$3.71M |
| 5 |
Jane Street
New York
|
-$3.61M |
FYX Hedge Fund Activity: Q3 2015 in Review
63 of the 3,590 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2015, worth a combined $344M — down 12% from $393M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FYX positions and 3 closed out — a net gain of 6 holders — while 24 added to existing stakes and 22 trimmed.
The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $15.3M. The largest seller was UBS Group, cutting an estimated $13.7M.
- 63 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2015, up from 59 in Q2 2015.
- Funds reported $344M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2015, down 12% quarter-over-quarter.
- 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2015 and 3 closed out, a net change of +6 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2015 was Raymond James Financial Services Advisors, an estimated $15.3M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2015 was UBS Group, an estimated $13.7M sold.
Based on aggregated 13F filings for Q3 2015.