We are live on ! Find out more
FYX icon

First Trust Small Cap Core AlphaDEX Fund

126 hedge funds and large institutions have $584M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 46 increasing their positions, 44 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 44

0.97% more ownership

Funds ownership: 63.29%64.26% (+0.97%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

6% less funds holding

Funds holding: 134126 (-8)

7% less capital invested

Capital invested by funds: $626M → $584M (-$41.2M)

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

Holders
126
Holders Change
-8
Holders Change %
-5.97%
% of All Funds
1.99%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
12
Increased
46
Reduced
44
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$74.4M +$8.32M +90,983 +13%
Bank of America
2
Bank of America
North Carolina
$71M +$14.3M +156,181 +25%
Wells Fargo
3
Wells Fargo
California
$69.4M -$15.6M -170,792 -18%
LPL Financial
4
LPL Financial
California
$50.5M -$1.72M -18,792 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$42.5M -$261K -2,851 -0.6%
UBS Group
6
UBS Group
Switzerland
$19.3M -$65.7K -718 -0.3%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$17.5M +$686K +7,500 +4%
RJA
8
Raymond James & Associates
Florida
$16.9M -$1.31M -14,371 -7%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$14.3M -$1.87M -20,456 -12%
WWM
10
Western Wealth Management
Colorado
$14.2M +$6.58M +71,883 +86%
KAS
11
Kestra Advisory Services
Texas
$11.9M +$422K +4,614 +4%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$10.7M -$3.46M -37,836 -24%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$9.97M +$225K +2,461 +2%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$7.55M -$348K -3,807 -4%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$7.12M +$338K +3,699 +5%
Osaic Holdings
16
Osaic Holdings
Arizona
$7.03M -$752K -8,216 -10%
PAG
17
Private Advisor Group
New Jersey
$6.85M +$196K +2,144 +3%
HWM
18
Holloway Wealth Management
Florida
$6.12M
SWAG
19
Spectrum Wealth Advisory Group
California
$6M +$668K +7,303 +13%
WP
20
WealthSource Partners
California
$5.99M +$489K +5,341 +9%
RIA
21
Regal Investment Advisors
Michigan
$5.96M +$88.2K +964 +2%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$5.39M -$5.24M -57,253 -49%
AWM
23
Avaii Wealth Management
Wisconsin
$4.93M +$2.29M +25,028 +87%
PNC
24
Park National Corp
Ohio
$4.33M +$117K +1,283 +3%
DADC
25
D.A. Davidson & Co
Montana
$4.29M +$133K +1,449 +3%

FYX Hedge Fund Activity: Q1 2022 in Review

126 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2022, worth a combined $584M — down 6.6% from $626M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FYX and 12 opened new positions — a net loss of 6 holders — while 44 trimmed existing stakes and 46 added.

The largest buyer was Bank of America, adding an estimated $14.3M. The largest seller was Wells Fargo, cutting an estimated $15.6M.

  • 126 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2022, down from 134 in Q4 2021.
  • Funds reported $584M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2022, down 6.6% quarter-over-quarter.
  • 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2022 and 18 closed out, a net change of -6 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2022 was Bank of America, an estimated $14.3M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2022 was Wells Fargo, an estimated $15.6M sold.

Based on aggregated 13F filings for Q1 2022.