First Heartland Consultants’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

First Heartland Consultants’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-7,643	Closed	-$585K	–	353
2022 Q2	$585K	Sell	7,643 -114	-1%	-$9.54K	0.09%	168
2022 Q1	$710K	Sell	7,757 -42,450	-85%	-$3.88M	0.11%	145
2021 Q4	$4.87K	Buy	50,207 +9,628	+24%	+$926K	0.19%	38
2021 Q3	$3.71M	Buy	+40,579	New	+$3.71M	0.57%	44
2021 Q2	–	Sell	-10,399	Closed	-$942K	–	406
2021 Q1	$942K	Buy	+10,399	New	+$914K	0.15%	134
2019 Q1	–	Sell	-6,375	Closed	-$345K	–	277
2018 Q4	$345K	Buy	6,375 +45	+0.7%	+$2.73K	0.13%	157
2018 Q3	$437K	Buy	+6,330	New	+$433K	0.14%	144
2016 Q1	–	Sell	-9,030	Closed	-$399K	–	286
2015 Q4	$399K	Sell	9,030 -850	-9%	-$38.9K	0.15%	164
2015 Q3	$432K	Buy	9,880 +1,874	+23%	+$87.9K	0.18%	150
2015 Q2	$400	Buy	8,006 +2,400	+43%	+$121K	0.11%	166
2015 Q1	$283K	Buy	+5,606	New	+$275K	0.11%	195
2014 Q4	–	Sell	-13,631	Closed	-$612K	–	259
2014 Q3	$612K	Buy	13,631 +2,929	+27%	+$139K	0.27%	112
2014 Q2	$526K	Buy	10,702 +1,950	+22%	+$92.4K	0.24%	120
2014 Q1	$426K	Buy	+8,752	New	+$417K	0.21%	128
2013 Q3	–	Sell	-3,860	Closed	-$153K	–	277
2013 Q2	$153K	Buy	+3,860	New	+$149K	0.09%	213

Other funds holding FYX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

WWM

Western Wealth Management Golden, Colorado $2.63B AUM 21.3% 1-Year Est. Return

First Heartland Consultants's FYX Position: Q3 2022 in Review

First Heartland Consultants sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2022, closing a stake of 7,643 shares — an estimated $585K sold.

First Heartland Consultants first reported a position in FYX in Q2 2013 and held it in 15 quarters. The position peaked at $3.71M in Q3 2021. 122 funds tracked by Wall St. Rank hold FYX as of Q3 2022.

First Heartland Consultants reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2022 after selling out during the quarter.
First Heartland Consultants sold 7,643 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2022, an estimated $585K.
First Heartland Consultants first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and held it in 15 quarters.
First Heartland Consultants's First Trust Small Cap Core AlphaDEX Fund position peaked at $3.71M in Q3 2021.
122 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2022.

Based on First Heartland Consultants's 13F filing for Q3 2022, filed 20 Oct 2022.