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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

103 hedge funds and large institutions have $280M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 37 increasing their positions, 37 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+5
Holders Change %
+5.1%
% of All Funds
2.3%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
19
Increased
37
Reduced
37
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.21M
2
CS
Credit Suisse
Switzerland
+$3.88M
3
UBS Group
UBS Group
Switzerland
+$3.19M
4
Citadel Advisors
Citadel Advisors
Florida
+$2.18M
5
KWM
Kingsview Wealth Management
Oregon
+$1.8M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$27.2M
2
AIA
Arrow Investment Advisors
Maryland
-$14.9M
3
PFA
Pinnacle Family Advisors
Missouri
-$13.2M
4
BTS
BB&T Securities
Virginia
-$12M
5
Morgan Stanley
Morgan Stanley
New York
-$10.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$53.6M -$27.2M -501,465 -34%
Morgan Stanley
2
Morgan Stanley
New York
$36.7M -$10.1M -185,845 -22%
UBS Group
3
UBS Group
Switzerland
$23.6M +$3.19M +58,897 +16%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$22.1M +$4.21M +77,713 +24%
LPL Financial
5
LPL Financial
California
$13.8M +$263K +4,864 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.71M +$741K +13,680 +8%
RJA
7
Raymond James & Associates
Florida
$9.1M -$2.05M -37,936 -18%
Bank of America
8
Bank of America
North Carolina
$6.74M -$1.3M -24,028 -16%
HAFS
9
Hapanowicz & Associates Financial Services
Pennsylvania
$6.52M +$124K +2,292 +2%
PAG
10
Private Advisor Group
New Jersey
$6.25M +$293K +5,417 +5%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$4.47M +$192K +3,552 +5%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$4.37M -$3.25M -60,033 -43%
CS
13
Credit Suisse
Switzerland
$4.28M +$3.88M +71,644 +963%
HFS
14
HL Financial Services
Kentucky
$4.05M -$142K -2,615 -3%
AG
15
Advisor Group
Arizona
$3.71M -$108K -1,995 -3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$3.6M +$379 +7 +0%
FAAS
17
First Allied Advisory Services
California
$3.54M -$3.51M -64,630 -50%
DADC
18
D.A. Davidson & Co
Montana
$3.5M +$242K +4,462 +7%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$3.11M +$1.06M +19,455 +51%
Jane Street
20
Jane Street
New York
$3.08M +$993K +18,337 +48%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$2.69M +$1.26M +23,306 +88%
RIA
22
Regal Investment Advisors
Michigan
$2.65M +$274K +5,065 +12%
LPT
23
Legacy Private Trust
Wisconsin
$2.26M -$361K -6,674 -14%
Citadel Advisors
24
Citadel Advisors
Florida
$2.18M +$2.18M +40,110 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$2.08M +$129K +2,380 +7%
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