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First Trust Small Cap Core AlphaDEX Fund

103 hedge funds and large institutions have $300M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 40 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

more funds holding

Funds holding:

more funds holding in top 10

Funds holding in top 10:

4% less capital invested

Capital invested by funds: $311M → $300M (-$11.6M)

23% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 40

Holders
103
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

1 +$5.51M
2 +$1.83M
3 +$1.29M
4
NFG
Nations Financial Group
Iowa
+$999K
5
UBS Group
UBS Group
Switzerland
+$887K

Top Sellers

1 -$4.91M
2 -$4.17M
3 -$1.8M
4
US Bancorp
US Bancorp
Minnesota
-$1.69M
5
Morgan Stanley
Morgan Stanley
New York
-$1.1M
Name Holding Trade Value Shares
Change
Change in
Stake
1
$48.8M
2
$34.9M
3
$29.2M
4
$23.2M
5
$21.6M
6
$16.6M
7
$12.8M
8
$9.54M
9
$9.04M
10
$7.06M
11
$5.08M
12
$4.63M
13
$4.25M
14
$4.23M
15
$3.81M
16
$3.12M
17
$3.12M
18
$2.68M
19
$2.58M
20
$2.53M
21
$2.35M
22
$2.23M
23
$2.16M
24
$2.04M
25
$1.99M