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First Trust Small Cap Core AlphaDEX Fund

103 hedge funds and large institutions have $300M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 40 reducing their positions, and 8 closing their positions.

Holders
103
Holders Change
+1
Holders Change %
+0.98%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
31
Reduced
40
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$48.8M 811,644 -81,810 -9%
Morgan Stanley
2
Morgan Stanley
New York
$34.9M 581,252 -18,353 -3%
UBS Group
3
UBS Group
Switzerland
$29.2M 485,806 +14,773 +3%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$23.2M 386,022 -69,452 -15%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$21.6M 359,213 +91,703 +34%
LPL Financial
6
LPL Financial
California
$16.6M 276,549 -7,032 -2%
RJA
7
Raymond James & Associates
Florida
$12.8M 213,209 +21,498 +11%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$9.54M 158,753 -516 -0.3%
Bank of America
9
Bank of America
North Carolina
$9.05M 150,556 +13,562 +10%
HAFS
10
Hapanowicz & Associates Financial Services
Pennsylvania
$7.06M 117,586 -665 -0.6%
PCM
11
Peak Capital Management
Colorado
$5.08M 84,607 +2,061 +2%
AG
12
Advisor Group
Arizona
$4.63M 77,063 +9,520 +14%
CS
13
Credit Suisse
Switzerland
$4.25M 70,667 +12,846 +22%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$4.23M 70,419 +4,526 +7%
DADC
15
D.A. Davidson & Co
Montana
$3.81M 63,391 -5,826 -8%
RIA
16
Regal Investment Advisors
Michigan
$3.12M 51,963 +460 +0.9%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$3.12M 51,896 -1,293 -2%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.68M 44,689 -5,499 -11%
GIA
19
Gladstone Institutional Advisory
Florida
$2.58M 42,866 +8,730 +26%
LPT
20
Legacy Private Trust
Wisconsin
$2.53M 42,122 +11,819 +39%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$2.36M 39,199 -29,999 -43%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.24M 37,208 -997 -3%
BTS
23
BB&T Securities
Virginia
$2.16M 35,960 +1,882 +6%
Citadel Advisors
24
Citadel Advisors
Florida
$2.04M 33,905 +9,056 +36%
FAAS
25
First Allied Advisory Services
California
$1.99M 33,163 -1,405 -4%