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First Trust Small Cap Core AlphaDEX Fund

85 hedge funds and large institutions have $289M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 10 closing their positions.

Holders
85
Holders Change
+10
Holders Change %
+13.33%
% of All Funds
1.93%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
28
Reduced
27
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$65.6M 1,073,035 +281,866 +36%
Morgan Stanley
2
Morgan Stanley
New York
$52.3M 855,786 +68,692 +9%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$16.3M 266,761 +34,913 +15%
UBS Group
4
UBS Group
Switzerland
$16.3M 266,538 -5,123 -2%
LPL Financial
5
LPL Financial
California
$12.4M 203,264 +17,630 +9%
HAFS
6
Hapanowicz & Associates Financial Services
Pennsylvania
$11.4M 184,610 -920 -0.5%
Bank of America
7
Bank of America
North Carolina
$9.16M 149,704 -29,643 -17%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.97M 130,352 +8,134 +7%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$6.9M 112,846 +4,611 +4%
FAAS
10
First Allied Advisory Services
California
$6.54M 106,922 +76,664 +253%
PFA
11
Pinnacle Family Advisors
Missouri
$6.15M 100,414 +95,822 +2,087%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$6.09M 99,491 -1,271 -1%
RJA
13
Raymond James & Associates
Florida
$5.52M 90,157 +17,159 +24%
HFS
14
HL Financial Services
Kentucky
$4.82M 78,718 -4,165 -5%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$4.62M 75,511 +4,180 +6%
LPT
16
Legacy Private Trust
Wisconsin
$4.41M 72,157 -3,368 -4%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$3.46M 56,602 +30,806 +119%
CG
18
Colony Group
Massachusetts
$3.44M 56,219 +56,219 New
AG
19
Advisor Group
Arizona
$3.17M 51,844 +5,760 +12%
RIA
20
Regal Investment Advisors
Michigan
$2.69M 44,014 -409 -0.9%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$2.35M 38,359 -1,251 -3%
DADC
22
D.A. Davidson & Co
Montana
$2.34M 38,253 +8,974 +31%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$2.05M 33,531 +5,189 +18%
HighTower Advisors
24
HighTower Advisors
Illinois
$2.04M 33,332 -3,751 -10%
CCA
25
Clearwater Capital Advisors
Illinois
$1.97M 32,153 +917 +3%