First Trust Small Cap Core AlphaDEX Fund
85 hedge funds and large institutions have $289M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 10 closing their positions.
100% more first-time investments, than exits
New positions opened: 20 | Existing positions closed: 10
17% more capital invested
Capital invested by funds: $246M → $289M (+$42.7M)
13% more funds holding
Funds holding: 75 → 85 (+10)
3.91% more ownership
Funds ownership: 48.23% → 52.13% (+3.9%)
4% more repeat investments, than reductions
Existing positions increased: 28 | Existing positions reduced: 27
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$16.8M |
| 2 |
PFA
Pinnacle Family Advisors
Springfield,
Missouri
|
+$5.73M |
| 3 |
FAAS
First Allied Advisory Services
San Diego,
California
|
+$4.58M |
| 4 |
Morgan Stanley
New York
|
+$4.11M |
| 5 |
CG
Colony Group
Boston,
Massachusetts
|
+$3.36M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$3.46M |
| 2 |
Stifel Financial
St. Louis,
Missouri
|
-$2.81M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$1.77M |
| 4 |
IH
IFC Holdings
Tampa,
Florida
|
-$1.37M |
| 5 |
ICOA
Investment Centers of America
Bismarck,
North Dakota
|
-$1.2M |
FYX Hedge Fund Activity: Q4 2017 in Review
85 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2017, worth a combined $289M — up 17% from $246M a quarter earlier.
Buyers outnumbered sellers: 20 funds opened new FYX positions and 10 closed out — a net gain of 10 holders — while 28 added to existing stakes and 27 trimmed.
The largest buyer was Wells Fargo, adding an estimated $16.8M. The largest seller was Credit Suisse, exiting entirely with an estimated $3.46M sold.
- 85 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2017, up from 75 in Q3 2017.
- Funds reported $289M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2017, up 17% quarter-over-quarter.
- 20 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2017 and 10 closed out, a net change of +10 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2017 was Wells Fargo, an estimated $16.8M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2017 was Credit Suisse, an estimated $3.46M sold.
Based on aggregated 13F filings for Q4 2017.