We are live on ! Find out more
FYX icon

First Trust Small Cap Core AlphaDEX Fund

59 hedge funds and large institutions have $393M invested in First Trust Small Cap Core AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 30 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 17

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $401M → $393M (-$8.34M)

1.23% less ownership

Funds ownership: 56.29%55.06% (-1.2%)

8% less funds holding

Funds holding: 6459 (-5)

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
59
Holders Change
-5
Holders Change %
-7.81%
% of All Funds
1.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
30
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$77.6M +$428K +8,474 +0.5%
Wells Fargo
2
Wells Fargo
California
$73M +$11.2M +220,980 +18%
UBS Group
3
UBS Group
Switzerland
$49.2M -$2.11M -41,664 -4%
AIM
4
Astor Investment Management
Illinois
$27.2M +$3.48M +68,843 +14%
RJA
5
Raymond James & Associates
Florida
$25.6M +$942K +18,646 +4%
LPL Financial
6
LPL Financial
California
$22.9M -$152K -3,001 -0.6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$13.9M -$3.93M -77,690 -22%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$12.2M -$59.2K -1,171 -0.5%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$11.6M +$11.8M +232,589 New
Bank of America
10
Bank of America
North Carolina
$8.41M -$270K -5,344 -3%
AGA
11
Accuvest Global Advisors
Utah
$8.06M +$3.07M +60,705 +60%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$6.94M +$1.51M +29,917 +27%
HFS
13
HL Financial Services
Kentucky
$5.95M +$420K +8,310 +8%
Stifel Financial
14
Stifel Financial
Missouri
$5.55M -$21.5K -425 -0.4%
Jane Street
15
Jane Street
New York
$4.42M +$3.82M +75,537 +591%
LPT
16
Legacy Private Trust
Wisconsin
$4.35M +$471K +9,323 +12%
Ameriprise
17
Ameriprise
Minnesota
$3.65M -$924K -18,291 -20%
Goldman Sachs
18
Goldman Sachs
New York
$2.93M +$1.36K +27 +0%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$2.86M +$655K +12,972 +29%
VFS
20
VSR Financial Services
Kansas
$2.55M -$27.5K -544 -1%
CA
21
Cetera Advisors
Colorado
$2.51M +$139K +2,744 +6%
JP Morgan Chase
22
JP Morgan Chase
New York
$2.23M +$18.3K +363 +0.8%
DADC
23
D.A. Davidson & Co
Montana
$1.96M +$223K +4,407 +13%
BTS
24
BB&T Securities
Virginia
$1.75M -$107K -2,118 -6%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.7M +$1.71M +33,914 New

FYX Hedge Fund Activity: Q2 2015 in Review

59 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2015, worth a combined $393M — down 2.1% from $401M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FYX and 6 opened new positions — a net loss of 4 holders — while 17 trimmed existing stakes and 30 added.

The largest buyer was Wells Fargo, adding an estimated $11.2M. The largest seller was Aviance Capital Management, exiting entirely with an estimated $5.05M sold.

  • 59 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2015, down from 64 in Q1 2015.
  • Funds reported $393M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2015, down 2.1% quarter-over-quarter.
  • 6 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2015 and 10 closed out, a net change of -4 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2015 was Wells Fargo, an estimated $11.2M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2015 was Aviance Capital Management, an estimated $5.05M sold.

Based on aggregated 13F filings for Q2 2015.