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First Trust Small Cap Core AlphaDEX Fund

57 hedge funds and large institutions have $283M invested in First Trust Small Cap Core AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 31 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
-3
Holders Change %
-5%
% of All Funds
1.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
31
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$63.2M +$10.2M +226,196 +19%
Wells Fargo
2
Wells Fargo
California
$51M -$224K -4,987 -0.4%
U
3
UBS
Switzerland
$37M -$4.32M -96,237 -10%
RJA
4
Raymond James & Associates
Florida
$19.2M +$353K +7,861 +2%
Bank of America
5
Bank of America
North Carolina
$17.2M -$2.28M -50,750 -12%
LPL Financial
6
LPL Financial
California
$14.5M +$173K +3,924 +1%
AIM
7
Astor Investment Management
Illinois
$13.5M +$3.9M +86,943 +41%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$9.97M +$113K +2,509 +1%
B
9
Baird
Wisconsin
$8.96M +$595K +13,268 +7%
BTS
10
BB&T Securities
Virginia
$5.89M +$116K +258 +2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.87M +$2.18M +48,662 +59%
HFS
12
HL Financial Services
Kentucky
$4.78M +$243K +5,417 +5%
Stifel Financial
13
Stifel Financial
Missouri
$3.22M +$133K +2,965 +4%
Ameriprise
14
Ameriprise
Minnesota
$3.12M +$374K +8,515 +14%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.16M +$1.54M +34,349 +247%
Deutsche Bank
16
Deutsche Bank
Germany
$2.07M -$22.1K -493 -1%
CA
17
Cetera Advisors
Colorado
$1.99M +$196K +4,365 +11%
DADC
18
D.A. Davidson & Co
Montana
$1.68M +$34.6K +771 +2%
CS
19
Credit Suisse
Switzerland
$1.45M -$1.49M -33,183 -51%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.43M +$90.8K +2,024 +7%
ICOA
21
Investment Centers of America
North Dakota
$1.21M -$144K -3,222 -11%
First Trust Advisors
22
First Trust Advisors
Illinois
$1.17M -$346K -7,712 -23%
JPMorgan Chase & Co
23
JPMorgan Chase & Co
New York
$1.08M -$198K -4,415 -15%
CAN
24
Cetera Advisor Networks
California
$1.02M -$1.96M -43,707 -66%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$943K +$111K +2,475 +13%