First Trust Small Cap Core AlphaDEX Fund
58 hedge funds and large institutions have $278M invested in First Trust Small Cap Core AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 31 increasing their positions, 18 reducing their positions, and 5 closing their positions.
72% more repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 18
3% less funds holding
Funds holding: 60 → 58 (-2)
7% less capital invested
Capital invested by funds: $300M → $278M (-$22.1M)
40% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$10.7M |
| 2 |
AIM
Astor Investment Management
Chicago,
Illinois
|
+$4.11M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$2.3M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.62M |
| 5 |
LPT
Legacy Private Trust
Neenah,
Wisconsin
|
+$676K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
-$4.55M |
| 2 |
SG Americas Securities
New York
|
-$4.49M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$2.4M |
| 4 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$2.07M |
| 5 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$1.57M |
FYX Hedge Fund Activity: Q3 2014 in Review
58 of the 3,455 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2014, worth a combined $278M — down 7.4% from $300M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of FYX and 3 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 31 added.
The largest buyer was Morgan Stanley, adding an estimated $10.7M. The largest seller was UBS, cutting an estimated $4.55M.
- 58 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2014, down from 60 in Q2 2014.
- Funds reported $278M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2014, down 7.4% quarter-over-quarter.
- 3 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2014 and 5 closed out, a net change of -2 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2014 was Morgan Stanley, an estimated $10.7M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2014 was UBS, an estimated $4.55M sold.
Based on aggregated 13F filings for Q3 2014.