First Trust Small Cap Core AlphaDEX Fund
145 hedge funds and large institutions have $562M invested in First Trust Small Cap Core AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 43 increasing their positions, 56 reducing their positions, and 13 closing their positions.
100% more first-time investments, than exits
New positions opened: 26 | Existing positions closed: 13
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
10% more capital invested
Capital invested by funds: $509M → $562M (+$53.3M)
9% more funds holding
Funds holding: 133 → 145 (+12)
0.73% less ownership
Funds ownership: 64.72% → 63.99% (-0.73%)
23% less repeat investments, than reductions
Existing positions increased: 43 | Existing positions reduced: 56
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$3.46M |
| 2 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$1.89M |
| 3 |
JP Morgan Chase
New York
|
+$1.63M |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$1.53M |
| 5 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$1.51M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$10.6M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$6.39M |
| 3 |
LPL Financial
San Diego,
California
|
-$5.61M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$5.15M |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$3.35M |
FYX Hedge Fund Activity: Q4 2023 in Review
145 of the 6,869 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2023, worth a combined $562M — up 10% from $509M a quarter earlier.
Buyers outnumbered sellers: 26 funds opened new FYX positions and 13 closed out — a net gain of 13 holders — while 43 added to existing stakes and 56 trimmed.
The largest buyer was Raymond James & Associates, adding an estimated $3.46M. The largest seller was Morgan Stanley, cutting an estimated $10.6M.
- 145 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2023, up from 133 in Q3 2023.
- Funds reported $562M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2023, up 10% quarter-over-quarter.
- 26 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2023 and 13 closed out, a net change of +13 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2023 was Raymond James & Associates, an estimated $3.46M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2023 was Morgan Stanley, an estimated $10.6M sold.
Based on aggregated 13F filings for Q4 2023.