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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

82 hedge funds and large institutions have $227M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 39 reducing their positions, and 8 closing their positions.

Holders
82
Holders Change
+1
Holders Change %
+1.23%
% of All Funds
1.66%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
22
Reduced
39
Closed
8
Calls
–
Puts
$602K
Net Calls
-$602K
Net Calls Change
-$602K

Top Buyers

1
TIM
1
Total Investment Management
Arizona
$21M
2
Morgan Stanley
2
Morgan Stanley
New York
$27.2M
3
KAS
3
Kestra Advisory Services
Texas
$2.52M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$8.11M
5
DADC
5
D.A. Davidson & Co
Montana
$2.54M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$11.8M
2
RIA
2
Regal Investment Advisors
Michigan
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.93M
4
Wells Fargo
4
Wells Fargo
California
$30M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.36M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$30M 518,228 -33,574 -6%
Morgan Stanley
2
Morgan Stanley
New York
$27.2M 470,637 +88,824 +23%
TIM
3
Total Investment Management
Arizona
$21M 355,700 +355,700 New
UBS Group
4
UBS Group
Switzerland
$20.5M 353,330 -26,481 -7%
HAFS
5
Hapanowicz & Associates Financial Services
Pennsylvania
$12.6M 217,169 -3,540 -2%
RJA
6
Raymond James & Associates
Florida
$11.8M 204,720 -64,328 -24%
LPL Financial
7
LPL Financial
California
$10.2M 176,153 -5,840 -3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.93M 171,479 -42,518 -20%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$8.11M 140,186 +27,705 +25%
Bank of America
10
Bank of America
North Carolina
$7.43M 128,377 +10,020 +8%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$6.36M 109,847 -32,228 -23%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$4.45M 76,913 +1,692 +2%
FWM
13
Frontier Wealth Management
Missouri
$4.37M 75,563 -638 -0.8%
Osaic Holdings
14
Osaic Holdings
Arizona
$3.7M 63,965 -5,636 -8%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$3.5M 60,479 +9,354 +18%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$3.08M 53,157 +8,361 +19%
HWM
17
Holloway Wealth Management
Florida
– – – –
IA
18
IFG Advisory
Georgia
$2.64M 45,611 +3,830 +9%
DADC
19
D.A. Davidson & Co
Montana
$2.54M 43,866 +27,083 +161%
KAS
20
Kestra Advisory Services
Texas
$2.52M 42,464 +42,464 New
PNC
21
Park National Corp
Ohio
$2.16M 37,382 -2,050 -5%
CPIG
22
Chicago Partners Investment Group
Illinois
$2.08M 33,224 +2,862 +9%
OAM
23
Occidental Asset Management
California
$1.86M 32,045 +803 +3%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.66M 28,593 -3,923 -12%
FAAS
25
First Allied Advisory Services
California
$1.55M 26,837 +3,271 +14%
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