First Trust Small Cap Core AlphaDEX Fund
82 hedge funds and large institutions have $227M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 39 reducing their positions, and 8 closing their positions.
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
14% more capital invested
Capital invested by funds: $199M → $227M (+$28.6M)
13% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 8
5.73% more ownership
Funds ownership: 49.43% → 55.17% (+5.7%)
1% more funds holding
Funds holding: 81 → 82 (+1)
44% less repeat investments, than reductions
Existing positions increased: 22 | Existing positions reduced: 39
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $602K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TIM
Total Investment Management
Scottsdale,
Arizona
|
+$20.5M |
| 2 |
Morgan Stanley
New York
|
+$5.12M |
| 3 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$1.6M |
| 4 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
+$1.56M |
| 5 |
WWM
Western Wealth Management
Golden,
Colorado
|
+$799K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$3.71M |
| 2 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
-$3.39M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$2.45M |
| 4 |
Wells Fargo
San Francisco,
California
|
-$1.93M |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$1.86M |
FYX Hedge Fund Activity: Q3 2020 in Review
82 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2020, worth a combined $227M — up 14% from $199M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FYX positions and 8 closed out — a net gain of 1 holder — while 22 added to existing stakes and 39 trimmed.
The largest buyer was Total Investment Management, opening a new position worth an estimated $20.5M. The largest seller was Raymond James & Associates, cutting an estimated $3.71M.
- 82 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2020, up from 81 in Q2 2020.
- Funds reported $227M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2020, up 14% quarter-over-quarter.
- 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2020 and 8 closed out, a net change of +1 holder.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2020 was Total Investment Management, an estimated $20.5M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2020 was Raymond James & Associates, an estimated $3.71M sold.
Based on aggregated 13F filings for Q3 2020.