FYX icon

First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

110 hedge funds and large institutions have $306M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 9 closing their positions.

Holders
110
Holders Change
+7
Holders Change %
+6.8%
% of All Funds
2.17%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
18
Increased
30
Reduced
46
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Peak Capital Management
Colorado
$7.69M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.82M
3
RJA
3
Raymond James & Associates
Florida
$15.1M
4
Truist Financial
4
Truist Financial
North Carolina
$1.01M
5
TFA
5
Teamwork Financial Advisors
Texas
$905K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$16.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$33.3M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$21.3M
4
Wells Fargo
4
Wells Fargo
California
$50.2M
5
LPL Financial
5
LPL Financial
California
$15.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$50.2M 772,747 -38,897 -5%
Morgan Stanley
2
Morgan Stanley
New York
$33.3M 513,626 -67,626 -12%
UBS Group
3
UBS Group
Switzerland
$30.7M 473,545 -12,261 -3%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$21.3M 327,965 -58,057 -15%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$16.6M 255,766 -103,447 -29%
LPL Financial
6
LPL Financial
California
$15.7M 241,893 -34,656 -13%
RJA
7
Raymond James & Associates
Florida
$15.1M 232,312 +19,103 +9%
Bank of America
8
Bank of America
North Carolina
$10.6M 162,985 +12,429 +8%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$10.3M 158,327 -426 -0.3%
PCM
10
Peak Capital Management
Colorado
$7.69M 118,732 +34,125 +40%
HAFS
11
Hapanowicz & Associates Financial Services
Pennsylvania
$7.64M 117,771 +185 +0.2%
CS
12
Credit Suisse
Switzerland
$5.13M 79,058 +8,391 +12%
AG
13
Advisor Group
Arizona
$5.05M 77,715 +652 +0.8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3.82M 58,781 -11,638 -17%
RIA
15
Regal Investment Advisors
Michigan
$3.45M 53,165 +1,202 +2%
DADC
16
D.A. Davidson & Co
Montana
$3.37M 51,825 -11,566 -18%
GIA
17
Gladstone Institutional Advisory
Florida
$3.02M 46,499 +3,633 +8%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$3.01M 46,298 +7,099 +18%
Citadel Advisors
19
Citadel Advisors
Florida
$2.85M 43,953 +10,048 +30%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$2.74M 42,205 -2,484 -6%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$2.67M 41,038 -10,858 -21%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.62M 40,652 +3,444 +9%
PNC
23
Park National Corp
Ohio
$2.19M 33,776 +3,065 +10%
LPT
24
Legacy Private Trust
Wisconsin
$2.18M 33,523 -8,599 -20%
CWS
25
Cypress Wealth Services
California
$2.13M 32,761 -200 -0.6%
1
2 3 4 5