Peak Capital Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Peak Capital Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	$3.95M	Sell	96,120 -22,612	-19%	-$1.28M	4.23%	11
2019 Q4	$7.69M	Buy	118,732 +34,125	+40%	+$2.12M	6.25%	6
2019 Q3	$5.08M	Buy	84,607 +2,061	+2%	+$124K	3.4%	12
2019 Q2	$4.83M	Buy	+82,546	New	+$5.06M	3.29%	12

Other funds holding FYX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $321M AUM 18.23% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Peak Capital Management's FYX Position: Q1 2020 in Review

Peak Capital Management reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 19% in Q1 2020, selling an estimated $1.28M and leaving 96,120 shares worth $3.95M. The position accounts for 4.23% of the portfolio, ranked #11.

Peak Capital Management first reported a position in FYX in Q2 2019 and has held it in 4 quarters since. The position peaked at $7.69M in Q4 2019. 88 funds tracked by Wall St. Rank hold FYX as of Q1 2020.

Peak Capital Management held 96,120 shares of First Trust Small Cap Core AlphaDEX Fund worth $3.95M as of Q1 2020.
Peak Capital Management sold 22,612 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2020, an estimated $1.28M.
First Trust Small Cap Core AlphaDEX Fund made up 4.23% of Peak Capital Management's portfolio in Q1 2020, its #11 holding.
Peak Capital Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2019 and has held it in 4 quarters since.
Peak Capital Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $7.69M in Q4 2019.
88 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2020.

Based on Peak Capital Management's 13F filing for Q1 2020, filed 1 Apr 2020.