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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

102 hedge funds and large institutions have $311M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 41 increasing their positions, 36 reducing their positions, and 9 closing their positions.

Holders
102
Holders Change
-3
Holders Change %
-2.86%
% of All Funds
2.22%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
41
Reduced
36
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Peak Capital Management
Colorado
$4.83M
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$9.79M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$16.4M
4
RJA
4
Raymond James & Associates
Florida
$11.8M
5
CP
5
Camelot Portfolios
Ohio
$1.85M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$1.38M
2
Wells Fargo
2
Wells Fargo
California
$54.9M
3
KWM
3
Kingsview Wealth Management
Oregon
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$36.9M
5
PGA
5
Premia Global Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$54.9M 893,454 -82,628 -8%
Morgan Stanley
2
Morgan Stanley
New York
$36.9M 599,605 -30,616 -5%
UBS Group
3
UBS Group
Switzerland
$29M 471,033 +7,936 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$28M 455,474 +12,606 +3%
LPL Financial
5
LPL Financial
California
$17.4M 283,581 +5,057 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$16.4M 267,510 +40,242 +18%
RJA
7
Raymond James & Associates
Florida
$11.8M 191,711 +25,198 +15%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$9.79M 159,269 +78,456 +97%
Bank of America
9
Bank of America
North Carolina
$8.42M 136,994 -4,558 -3%
HAFS
10
Hapanowicz & Associates Financial Services
Pennsylvania
$7.28M 118,251 +1,693 +1%
PCM
11
Peak Capital Management
Colorado
$4.83M 82,546 +82,546 New
DADC
12
D.A. Davidson & Co
Montana
$4.26M 69,217 +2,365 +4%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$4.25M 69,198 +2,853 +4%
AG
14
Advisor Group
Arizona
$4.15M 67,543 -86 -0.1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$4.05M 65,893 +9,904 +18%
CS
16
Credit Suisse
Switzerland
$3.56M 57,821 -13,528 -19%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$3.27M 53,189 -2,424 -4%
RIA
18
Regal Investment Advisors
Michigan
$3.17M 51,503 +2,078 +4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$3.09M 50,188 -555 -1%
CWS
20
Cypress Wealth Services
California
$2.49M 40,525 +703 +2%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$2.35M 38,205 -395 -1%
FAAS
22
First Allied Advisory Services
California
$2.13M 34,568 +64 +0.2%
GIA
23
Gladstone Institutional Advisory
Florida
$2.1M 34,136 +11,600 +51%
BTS
24
BB&T Securities
Virginia
$2.1M 34,078 +2,668 +8%
US Bancorp
25
US Bancorp
Minnesota
$1.95M 31,705 -5,285 -14%
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