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First Trust Small Cap Core AlphaDEX Fund

102 hedge funds and large institutions have $311M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 41 increasing their positions, 36 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 36

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

0.02% more ownership

Funds ownership: 51.64%51.66% (+0.02%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% less capital invested

Capital invested by funds: $313M → $311M (-$1.5M)

3% less funds holding

Funds holding: 105102 (-3)

Holders
102
Holders Change
-3
Holders Change %
-2.86%
% of All Funds
2.22%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
41
Reduced
36
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$54.9M -$5.07M -82,628 -8%
Morgan Stanley
2
Morgan Stanley
New York
$36.9M -$1.88M -30,616 -5%
UBS Group
3
UBS Group
Switzerland
$29M +$487K +7,936 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$28M +$773K +12,606 +3%
LPL Financial
5
LPL Financial
California
$17.4M +$310K +5,057 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$16.4M +$2.47M +40,242 +18%
RJA
7
Raymond James & Associates
Florida
$11.8M +$1.54M +25,198 +15%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$9.79M +$4.81M +78,456 +97%
Bank of America
9
Bank of America
North Carolina
$8.42M -$279K -4,558 -3%
HAFS
10
Hapanowicz & Associates Financial Services
Pennsylvania
$7.28M +$104K +1,693 +1%
PCM
11
Peak Capital Management
Colorado
$4.83M +$5.06M +82,546 New
DADC
12
D.A. Davidson & Co
Montana
$4.26M +$145K +2,365 +4%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$4.25M +$175K +2,853 +4%
AG
14
Advisor Group
Arizona
$4.15M -$5.27K -86 -0.1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$4.05M +$607K +9,904 +18%
CS
16
Credit Suisse
Switzerland
$3.56M -$829K -13,528 -19%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$3.27M -$149K -2,424 -4%
RIA
18
Regal Investment Advisors
Michigan
$3.17M +$127K +2,078 +4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$3.09M -$34K -555 -1%
CWS
20
Cypress Wealth Services
California
$2.49M +$43.1K +703 +2%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$2.35M -$24.2K -395 -1%
FAAS
22
First Allied Advisory Services
California
$2.13M +$3.92K +64 +0.2%
GIA
23
Gladstone Institutional Advisory
Florida
$2.1M +$711K +11,600 +51%
BTS
24
BB&T Securities
Virginia
$2.1M +$164K +2,668 +8%
US Bancorp
25
US Bancorp
Minnesota
$1.95M -$324K -5,285 -14%

FYX Hedge Fund Activity: Q2 2019 in Review

102 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2019, worth a combined $311M — down 0.48% from $313M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FYX positions and 9 closed out — a net gain of 1 holder — while 41 added to existing stakes and 36 trimmed.

The largest buyer was Peak Capital Management, opening a new position worth an estimated $5.06M. The largest seller was Goldman Sachs, cutting an estimated $6.13M.

  • 102 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2019, down from 105 in Q1 2019.
  • Funds reported $311M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2019, down 0.48% quarter-over-quarter.
  • 10 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2019 and 9 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2019 was Peak Capital Management, an estimated $5.06M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2019 was Goldman Sachs, an estimated $6.13M sold.

Based on aggregated 13F filings for Q2 2019.