First Trust Small Cap Core AlphaDEX Fund
122 hedge funds and large institutions have $459M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 45 increasing their positions, 40 reducing their positions, and 16 closing their positions.
25% more funds holding in top 10
Funds holding in top 10: 4 → 5 (+1)
13% more repeat investments, than reductions
Existing positions increased: 45 | Existing positions reduced: 40
0.73% less ownership
Funds ownership: 64.1% → 63.37% (-0.73%)
5% less funds holding
Funds holding: 128 → 122 (-6)
7% less capital invested
Capital invested by funds: $492M → $459M (-$32.8M)
31% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAAG
Wealth Alliance Advisory Group
Wichita,
Kansas
|
+$8.27M |
| 2 |
LPL Financial
San Diego,
California
|
+$5.8M |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$2.08M |
| 4 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$1.69M |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.43M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$12.9M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$7.1M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$2.23M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$1.58M |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.57M |
FYX Hedge Fund Activity: Q3 2022 in Review
122 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2022, worth a combined $459M — down 6.7% from $492M a quarter earlier.
Sellers outnumbered buyers: 16 funds closed out of FYX and 11 opened new positions — a net loss of 5 holders — while 40 trimmed existing stakes and 45 added.
The largest buyer was Wealth Alliance Advisory Group, opening a new position worth an estimated $8.27M. The largest seller was Morgan Stanley, cutting an estimated $12.9M.
- 122 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2022, down from 128 in Q2 2022.
- Funds reported $459M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2022, down 6.7% quarter-over-quarter.
- 11 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2022 and 16 closed out, a net change of -5 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2022 was Wealth Alliance Advisory Group, an estimated $8.27M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2022 was Morgan Stanley, an estimated $12.9M sold.
Based on aggregated 13F filings for Q3 2022.